STOCK TITAN

[Form 4] Lifevantage Corporation Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Lifevantage Corp (LFVN) reporting person Alissa Neufeld recorded equity activity consisting of performance restricted stock units (PRSUs) and a disposition of common stock. The filing shows PRSUs granted in 2023 and 2024 that convert one-for-one into common stock, two grant-related transactions adding 14,498 and 18,886 shares (Transaction Code M) at $0 per share, and a sale (Transaction Code F) of 15,729 shares at $13.10 per share. After these transactions the reporting person beneficially owned 118,260 common shares.

The derivative section shows the PRSUs underlying 14,498 and 18,886 units, with post-transaction derivative beneficial ownership reported as 4,832 and 9,443 respectively. The filing states the PRSUs vest upon meeting pre-established time-based and financial performance criteria and convert into common stock on a one-for-one basis.

La reporting person Alissa Neufeld di Lifevantage Corp (LFVN) ha registrato operazioni su capitale che comprendono performance restricted stock units (PRSUs) e una cessione di azioni ordinarie. La dichiarazione riporta PRSU assegnate nel 2023 e nel 2024 convertibili uno a uno in azioni ordinarie, due operazioni legate alle assegnazioni che aggiungono 14.498 e 18.886 azioni (Codice Transazione M) a $0 per azione, e una vendita (Codice Transazione F) di 15.729 azioni a $13,10 per azione. Dopo queste operazioni la reporting person deteneva beneficiariamente 118.260 azioni ordinarie.

La sezione sui derivati mostra che i PRSU sottostanti comprendono 14.498 e 18.886 unità, con una detenzione beneficiaria derivata post-transazione di 4.832 e 9.443 rispettivamente. Il documento precisa che i PRSU maturano al soddisfacimento di criteri temporali e di performance finanziaria predefiniti e si convertono in azioni ordinarie con rapporto uno a uno.

La persona informante Alissa Neufeld de Lifevantage Corp (LFVN) registró movimientos patrimoniales que incluyen performance restricted stock units (PRSUs) y una disposición de acciones ordinarias. El informe muestra PRSUs concedidas en 2023 y 2024 que se convierten uno a uno en acciones ordinarias, dos transacciones relacionadas con las concesiones que añaden 14.498 y 18.886 acciones (Código de Transacción M) a $0 por acción, y una venta (Código de Transacción F) de 15.729 acciones a $13,10 por acción. Tras estas operaciones, la persona informante poseía beneficiosamente 118.260 acciones ordinarias.

La sección de derivados indica que los PRSUs subyacentes comprenden 14.498 y 18.886 unidades, con una tenencia beneficiaria derivada post-transacción de 4.832 y 9.443 respectivamente. El expediente aclara que los PRSUs se consolidan al cumplirse criterios temporales y de rendimiento financiero preestablecidos y se convierten en acciones ordinarias en una proporción uno a uno.

Lifevantage Corp (LFVN)의 보고자 Alissa Neufeld는 성과 기반 제한주식유닛(PRSUs)과 보통주 처분에 관한 지분 변동을 신고했습니다. 제출서류에 따르면 2023년과 2024년에 부여된 PRSU는 보통주로 1대1 전환되며, 부여 관련 거래 두 건으로 14,498주와 18,886주가 각각 추가(거래코드 M)되고 주당 $0로 처리되었으며, 보유주식 15,729주를 주당 $13.10에 매각(거래코드 F)했습니다. 이 거래들 이후 보고자는 총 118,260 보통주를 실질적으로 보유하고 있었습니다.

파생상품 항목에는 기초 PRSU가 각각 14,498주와 18,886주임이 표시되어 있으며, 거래 후 파생 보유는 각각 4,832주와 9,443주로 보고되어 있습니다. 제출서류는 PRSU가 사전 설정된 기간 요건과 재무 성과 기준을 충족할 때 베스팅되고 1대1 비율로 보통주로 전환된다고 명시합니다.

La personne déclarante Alissa Neufeld de Lifevantage Corp (LFVN) a enregistré des opérations de capitaux comprenant des performance restricted stock units (PRSUs) et une cession d'actions ordinaires. Le dossier indique des PRSUs attribuées en 2023 et 2024 se convertissant une pour une en actions ordinaires, deux opérations liées aux attributions ajoutant 14 498 et 18 886 actions (Code de transaction M) à 0 $ par action, et une vente (Code de transaction F) de 15 729 actions à 13,10 $ par action. Après ces opérations, la personne déclarante détenait bénéficiairement 118 260 actions ordinaires.

La section dérivés montre que les PRSUs sous-jacents comprennent 14 498 et 18 886 unités, la détention bénéficiaire dérivée post-transaction étant indiquée à 4 832 et 9 443 respectivement. Le dossier précise que les PRSUs acquièrent des droits lorsque des critères temporels et de performance financière prédéfinis sont atteints, et qu'elles se convertissent en actions ordinaires à raison d'une pour une.

Die meldepflichtige Person Alissa Neufeld von Lifevantage Corp (LFVN) meldete Aktienbewegungen, die performance restricted stock units (PRSUs) und eine Veräußerung von Stammaktien umfassen. Die Einreichung zeigt PRSUs, die 2023 und 2024 gewährt wurden und sich eins zu eins in Stammaktien umwandeln, zwei grant-bezogene Transaktionen, die 14.498 bzw. 18.886 Aktien hinzufügen (Transaktionscode M) zu $0 je Aktie, sowie einen Verkauf (Transaktionscode F) von 15.729 Aktien zu $13,10 je Aktie. Nach diesen Transaktionen hielt die meldepflichtige Person wirtschaftlich 118.260 Stammaktien.

Der Derivateabschnitt weist die zugrundeliegenden PRSUs mit 14.498 bzw. 18.886 Einheiten aus; die derivative wirtschaftliche Beteiligung nach den Transaktionen wird mit 4.832 bzw. 9.443 angegeben. In der Einreichung heißt es, dass die PRSUs bei Erreichen vordefinierter zeitlicher und finanzieller Leistungsziele vesten und sich eins zu eins in Stammaktien umwandeln.

Positive
  • PRSUs convert one-for-one into common stock, clearly stated in the filing
  • Disclosure includes grant history (2023 and 2024 grants) and vesting conditions tied to time and financial performance
  • Post-transaction direct beneficial ownership is explicitly reported as 118,260 shares
Negative
  • None.

Insights

TL;DR: Routine insider equity compensation and a modest sale, no obvious material change to control or capital structure.

The filing documents standard equity compensation mechanics: previously granted PRSUs remain outstanding and convert one-for-one into common shares upon vesting, increasing the reporting person's potential future share count by 14,498 and 18,886 units. A separate transaction shows a sale of 15,729 shares at $13.10, reducing direct holdings to 118,260 shares. These are personnel compensation and liquidity actions, not issuance to the market or a dilutive financing event, and thus are typically neutral to the company's immediate capital structure.

TL;DR: Insider received performance-based awards with customary vesting conditions; disclosures align with Section 16 reporting norms.

The disclosure specifies that PRSUs were granted with time-based and financial performance vesting conditions in 2023 and 2024 and that they convert one-for-one into common stock. The reporting person is an officer (General Counsel), and the transactions are consistent with compensation practice for executives. There is no indication of accelerated vesting, related-party transfers, or other governance irregularities in the document provided.

La reporting person Alissa Neufeld di Lifevantage Corp (LFVN) ha registrato operazioni su capitale che comprendono performance restricted stock units (PRSUs) e una cessione di azioni ordinarie. La dichiarazione riporta PRSU assegnate nel 2023 e nel 2024 convertibili uno a uno in azioni ordinarie, due operazioni legate alle assegnazioni che aggiungono 14.498 e 18.886 azioni (Codice Transazione M) a $0 per azione, e una vendita (Codice Transazione F) di 15.729 azioni a $13,10 per azione. Dopo queste operazioni la reporting person deteneva beneficiariamente 118.260 azioni ordinarie.

La sezione sui derivati mostra che i PRSU sottostanti comprendono 14.498 e 18.886 unità, con una detenzione beneficiaria derivata post-transazione di 4.832 e 9.443 rispettivamente. Il documento precisa che i PRSU maturano al soddisfacimento di criteri temporali e di performance finanziaria predefiniti e si convertono in azioni ordinarie con rapporto uno a uno.

La persona informante Alissa Neufeld de Lifevantage Corp (LFVN) registró movimientos patrimoniales que incluyen performance restricted stock units (PRSUs) y una disposición de acciones ordinarias. El informe muestra PRSUs concedidas en 2023 y 2024 que se convierten uno a uno en acciones ordinarias, dos transacciones relacionadas con las concesiones que añaden 14.498 y 18.886 acciones (Código de Transacción M) a $0 por acción, y una venta (Código de Transacción F) de 15.729 acciones a $13,10 por acción. Tras estas operaciones, la persona informante poseía beneficiosamente 118.260 acciones ordinarias.

La sección de derivados indica que los PRSUs subyacentes comprenden 14.498 y 18.886 unidades, con una tenencia beneficiaria derivada post-transacción de 4.832 y 9.443 respectivamente. El expediente aclara que los PRSUs se consolidan al cumplirse criterios temporales y de rendimiento financiero preestablecidos y se convierten en acciones ordinarias en una proporción uno a uno.

Lifevantage Corp (LFVN)의 보고자 Alissa Neufeld는 성과 기반 제한주식유닛(PRSUs)과 보통주 처분에 관한 지분 변동을 신고했습니다. 제출서류에 따르면 2023년과 2024년에 부여된 PRSU는 보통주로 1대1 전환되며, 부여 관련 거래 두 건으로 14,498주와 18,886주가 각각 추가(거래코드 M)되고 주당 $0로 처리되었으며, 보유주식 15,729주를 주당 $13.10에 매각(거래코드 F)했습니다. 이 거래들 이후 보고자는 총 118,260 보통주를 실질적으로 보유하고 있었습니다.

파생상품 항목에는 기초 PRSU가 각각 14,498주와 18,886주임이 표시되어 있으며, 거래 후 파생 보유는 각각 4,832주와 9,443주로 보고되어 있습니다. 제출서류는 PRSU가 사전 설정된 기간 요건과 재무 성과 기준을 충족할 때 베스팅되고 1대1 비율로 보통주로 전환된다고 명시합니다.

La personne déclarante Alissa Neufeld de Lifevantage Corp (LFVN) a enregistré des opérations de capitaux comprenant des performance restricted stock units (PRSUs) et une cession d'actions ordinaires. Le dossier indique des PRSUs attribuées en 2023 et 2024 se convertissant une pour une en actions ordinaires, deux opérations liées aux attributions ajoutant 14 498 et 18 886 actions (Code de transaction M) à 0 $ par action, et une vente (Code de transaction F) de 15 729 actions à 13,10 $ par action. Après ces opérations, la personne déclarante détenait bénéficiairement 118 260 actions ordinaires.

La section dérivés montre que les PRSUs sous-jacents comprennent 14 498 et 18 886 unités, la détention bénéficiaire dérivée post-transaction étant indiquée à 4 832 et 9 443 respectivement. Le dossier précise que les PRSUs acquièrent des droits lorsque des critères temporels et de performance financière prédéfinis sont atteints, et qu'elles se convertissent en actions ordinaires à raison d'une pour une.

Die meldepflichtige Person Alissa Neufeld von Lifevantage Corp (LFVN) meldete Aktienbewegungen, die performance restricted stock units (PRSUs) und eine Veräußerung von Stammaktien umfassen. Die Einreichung zeigt PRSUs, die 2023 und 2024 gewährt wurden und sich eins zu eins in Stammaktien umwandeln, zwei grant-bezogene Transaktionen, die 14.498 bzw. 18.886 Aktien hinzufügen (Transaktionscode M) zu $0 je Aktie, sowie einen Verkauf (Transaktionscode F) von 15.729 Aktien zu $13,10 je Aktie. Nach diesen Transaktionen hielt die meldepflichtige Person wirtschaftlich 118.260 Stammaktien.

Der Derivateabschnitt weist die zugrundeliegenden PRSUs mit 14.498 bzw. 18.886 Einheiten aus; die derivative wirtschaftliche Beteiligung nach den Transaktionen wird mit 4.832 bzw. 9.443 angegeben. In der Einreichung heißt es, dass die PRSUs bei Erreichen vordefinierter zeitlicher und finanzieller Leistungsziele vesten und sich eins zu eins in Stammaktien umwandeln.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neufeld Alissa

(Last) (First) (Middle)
3300 TRIUMPH BLVD, SUITE 700

(Street)
LEHI UT 84043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Lifevantage Corp [ LFVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/31/2025 M 14,498(1) A $0 115,103 D
Common Stock 08/31/2025 M 18,886(2) A $0 133,989 D
Common Stock 08/31/2025 F 15,729 D $13.1 118,260 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Restricted Stock Units (3) 08/31/2025 M 14,498 (1) (1) Common Stock 14,498 $0 4,832 D
Performance Restricted Stock Units (3) 08/31/2025 M 18,886 (2) (2) Common Stock 18,886 $0 9,443 D
Explanation of Responses:
1. On August 24, 2023, the reporting person was granted Performance Restricted Stock Units ("PRSUs") which vest upon achievement of previously established time-based and financial performance criteria.
2. On August 26, 2024, the reporting person was granted PRSUs which vest upon achievement of previously established time-based and financial performance criteria.
3. PRSUs convert into common stock on a one-for-one basis.
Remarks:
/s/ Alissa Neufeld 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Alissa Neufeld report on the Form 4 for LFVN?

The Form 4 reports two PRSU-related acquisitions of 14,498 and 18,886 units (Transaction Code M) at $0 and a sale (Transaction Code F) of 15,729 common shares at $13.10 per share.

How many common shares does the reporting person beneficially own after these transactions?

The filing reports the reporting person beneficially owned 118,260 common shares following the reported transactions.

Do the PRSUs have performance or time-based conditions?

Yes. The filing states the PRSUs vest upon achievement of previously established time-based and financial performance criteria.

How do the PRSUs convert into common stock?

The PRSUs convert into common stock on a one-for-one basis, as stated in the filing.

What derivative holdings related to PRSUs are reported?

The derivative table shows underlying PRSUs of 14,498 and 18,886 units with post-transaction derivative beneficial ownership reported as 4,832 and 9,443 respectively.
Lifevantage Corp

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LEHI