Legacy Education CEO's trust sells 5,000 shares

A Rule 10b5-1 plan applied to the sale, and the trust's reported position afterward was 863,123 shares.

Available on EDGAR 11/10/2026 - 04:16 PM EST Accepted by SEC EDGAR 11/10/2026 - 04:15 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Legacy Education Inc. (LGCY) reported that The LeeAnn Rollings Rohmann Trust U/A DTD 03/24/2025 sold 5,000 shares of Common Stock on November 9, 2026. LeeAnn Rohmann, the company's Chief Executive Officer and the trust's trustee, had the right to vote and dispose of the trust's securities. The sale price was a weighted average of $8.6539 per share, with individual prices ranging from $8.53 to $8.72. The reported post-transaction position was 863,123 shares. The sale was under a Rule 10b5-1 trading plan.

Insider Trade Summary 10b5-1

Net Seller: 5,000 shares

Net Sell 1 txn

Insider Rohmann LeeAnn

Role Chief Executive Officer

Sold 5,000 shs ($43K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	5,000	$8.6539	$43K

Holdings After Transaction: Common Stock — 863,123 shares (Indirect, The LeeAnn Rollings Rohmann Trust U/A DTD 03/24/2025)

Footnotes (2)

1. F1. This sales price reflects a weighted average of multiple prices ranging from $8.53 to $8.72. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
2. F2. LeeAnn Rohmann is the Trustee of The LeeAnn Rollings Rohmann Trust U/A DTD 03/24/2025 and in such capacity has the right to vote and dispose of the securities held by such trust.

Key Figures

Shares sold: 5,000 shares Weighted-average sale price: $8.6539 per share Sale price range: $8.53 to $8.72 per share +1 more

4 metrics

Shares sold 5,000 shares Trust sale on November 9, 2026

Weighted-average sale price $8.6539 per share Weighted average of multiple prices

Sale price range $8.53 to $8.72 per share Prices for shares sold

Reported post-transaction position 863,123 shares Shares held indirectly through the trust

Key Terms

Rule 10b5-1 trading plan, weighted average, Trustee

3 terms

Rule 10b5-1 trading plan regulatory

"The sale was under a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average financial

"This sales price reflects a weighted average"

A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.

Trustee technical

"LeeAnn Rohmann is the Trustee"

A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LGCY shares did LeeAnn Rohmann sell, and at what price?

LeeAnn Rohmann, as trustee of The LeeAnn Rollings Rohmann Trust U/A DTD 03/24/2025, reported a sale of 5,000 shares on November 9, 2026. The price was a weighted average of $8.6539 per share, with individual sale prices ranging from $8.53 to $8.72. The sale was under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rohmann LeeAnn

(Last) (First) (Middle)

C/O LEGACY EDUCATION INC.

701 W AVENUE K, SUITE 123

(Street)

LANCASTER CALIFORNIA 93534

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Legacy Education Inc. [ LGCY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/09/2026		S		5,000	D	$8.6539(1)	863,123	I	The LeeAnn Rollings Rohmann Trust U/A DTD 03/24/2025(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This sales price reflects a weighted average of multiple prices ranging from $8.53 to $8.72. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.

2. LeeAnn Rohmann is the Trustee of The LeeAnn Rollings Rohmann Trust U/A DTD 03/24/2025 and in such capacity has the right to vote and dispose of the securities held by such trust.

	/s/ LeeAnn Rohmann	11/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)