Welcome to our dedicated page for Lazard Glb Total Return & Income SEC filings (Ticker: LGI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is dedicated to the U.S. regulatory disclosure record for Lazard Global Total Return & Income Fund, Inc. (NYSE: LGI), a diversified, closed-end management investment company. While no specific SEC filings are listed in the data provided here, LGI, like other registered investment companies, reports on its operations, portfolio, and governance through filings made available on the SEC’s EDGAR system.
Through Stock Titan’s interface, users can access LGI-related filings such as annual and semi-annual reports and other regulatory documents when they are available, and use AI-powered tools to interpret key disclosures. For a fund with an investment objective of total return, consisting of capital appreciation and current income, these filings can provide additional detail on portfolio composition, use of emerging market currencies, and investments in government, government agency, corporate obligations, and structured notes denominated in emerging market currencies, as described in the fund’s public communications.
AI summaries help explain complex sections of longer filings by highlighting how the fund’s portfolio of approximately 60 to 80 U.S. and non-U.S. equity securities, including American Depositary Receipts, aligns with its stated strategy. When forms that address distribution policies or capital structure are available, AI tools can assist in clarifying how the Managed Distribution Policy relates to net investment income, realized capital gains, and return of capital, consistent with the explanations provided in the fund’s distribution notices.
In addition, this page offers streamlined access to any LGI-related regulatory updates as they appear on EDGAR. Real-time ingestion of new filings, combined with automated summaries, allows users to quickly identify sections relevant to distributions, portfolio risk, and other structural aspects of Lazard Global Total Return & Income Fund’s operations without reading every page manually.
First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation filed an amended Schedule 13G reporting beneficial ownership of 1,629,189 common shares of Lazard Global Total Return and Income Fund, Inc. This represents 12.52% of the fund’s common stock as of the stated date.
The reporting firms have no power to vote these shares but report shared dispositive power over 1,629,189 shares, meaning they can direct how the shares are disposed of. The position is largely held in unit investment trusts and other accounts for which First Trust entities provide services, and each reporting person disclaims beneficial ownership of the shares. They also certify the holdings are in the ordinary course of business and not for the purpose of influencing control of the fund.
First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation filed an amended Schedule 13G reporting beneficial ownership in Lazard Global Total Return and Income Fund, Inc. (LGI).
The group reports beneficial ownership of 1,804,691 common shares, representing 13.87% of the class. They report no sole or shared voting power and shared dispositive power over 1,804,691 shares. The filing notes that many shares are held in unit investment trusts sponsored by First Trust Portfolios L.P., and that these trusts’ shares are voted by the trustee to mirror outside shareholder voting. Each reporting person disclaims beneficial ownership.
The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The date of event is 09/30/2025.
Form 3 Initial Statement of Beneficial Ownership filed for Lazard Global Total Return & Income Fund (LGI) on June 28, 2025, reporting the beneficial ownership status of Fundo Ariona Cerma, who serves as Treasurer of the fund.
Key details:
- Reporting Person: Fundo Ariona Cerma, located at 30 Rockefeller Plaza, New York, NY
- Event Date: June 24, 2025
- Position: Officer (Treasurer)
- Filing Type: Individual filing
Notable disclosure: The filing indicates that the reporting person owns no securities beneficially, either directly or indirectly, including both non-derivative and derivative securities. This initial statement establishes a baseline for future ownership reporting requirements under Section 16(a) of the Securities Exchange Act of 1934.