LGL Group (LGL) ends SEC reporting for warrants; common stock remains

Rhea-AI Filing Summary

The LGL Group, Inc. filed a Form 15 to terminate the registration of its warrants to purchase shares of common stock that expire on or before December 31, 2025, and to suspend its duty to file Exchange Act reports for that warrant class. The filing states that there were no holders of record of these warrants as of the certification date. The company’s common stock, with a par value of $0.01, remains a class of securities for which reporting duties under Sections 13(a) or 15(d) continue.

Insights

SEC reporting & equity structure analyst

LGL is ending SEC reporting for a warrant class with no holders.

The LGL Group, Inc. has submitted a Form 15 to end Exchange Act registration and suspend reporting obligations for its warrants to purchase common stock expiring on or before December 31, 2025. The form identifies the common stock, par value $0.01, as a separate class that continues to carry reporting duties under Sections 13(a) or 15(d).

The filing notes there were no holders of record of the warrants as of the certification date, which aligns with the decision to terminate registration for that class. This action narrows the set of securities subject to ongoing SEC reporting without changing the status of the common stock.

For investors focused on LGL’s equity, the key point is that common stock reporting remains in place, while the now-holderless warrant class is removed from the reporting framework. The overall impact is administrative and does not, by itself, indicate a change in LGL’s operating performance or strategy.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g)

OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS

UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

THE LGL GROUP, INC.
(Exact Name of Registrant as Specified in Charter)
Delaware	001-00106	38-1799862
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

2525 Shader Road, Orlando, FL	32804
(Address of Principal Executive Offices)	(Zip Code)

(407) 298-2000

Registrant’s Telephone Number, Including Area Code

Warrants to Purchase Shares of Common Stock, Expiring on or before December 31, 2025

(Title of each class of securities covered by this Form)

Common Stock, par value $0.01

(Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Rule 12g-4(a)(1)	☒
Rule 12g-4(a)(2)	☐
Rule 12h-3(b)(1)(i)	☒
Rule 12h-3(b)(1)(ii)	☐
Rule 15d-6	☐
Rule 15d-22(b)	☐

Approximate number of holders of record as of the certification or notice date: None

Pursuant to the requirements of the Securities Exchange Act of 1934, The LGL Group, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

	THE LGL GROUP, INC.
	(Registrant)
Date: January 22, 2026	By:	/s/ Patrick Huvane
		Name:	Patrick Huvane
		Title:	Executive Vice President - Business Development

FAQ

What did The LGL Group, Inc. (LGL) file in this Form 15?

The LGL Group, Inc. filed a Form 15 to certify the termination of registration of its warrants to purchase shares of common stock and to suspend its duty to file reports for that warrant class under the Securities Exchange Act of 1934.

Which LGL security is affected by the termination of registration?

The affected security is LGL’s warrants to purchase shares of common stock, which are described as expiring on or before December 31, 2025. This class is the one covered by the termination of registration.

Does LGL’s common stock remain subject to SEC reporting?

Yes. The filing lists common stock, par value $0.01, as a class of securities for which a duty to file reports under Section 13(a) or 15(d) of the Exchange Act remains in effect.

How many holders of record did the LGL warrants have at the certification date?

The Form 15 states that the approximate number of holders of record of the warrants as of the certification or notice date was none.

Who signed the LGL Form 15 and in what capacity?

The Form 15 was signed on behalf of The LGL Group, Inc. by Patrick Huvane, who is identified as the company’s Executive Vice President - Business Development.

Does this Form 15 indicate that LGL is ending all SEC reporting?

No. The Form 15 applies to the warrants to purchase shares of common stock. The filing explicitly lists the common stock, par value $0.01, as a class for which reporting duties under Sections 13(a) or 15(d) remain.