LGL GROUP INC Insider Trading Activity

LGL Group Inc. director and 10% owner Marc Gabelli reported several equity transactions dated January 16, 2026.

Rhea-AI Filing Summary

LGL Group Inc. director and 10% owner Marc Gabelli reported several equity transactions dated January 16, 2026. He exercised 8,552 shares of common stock at $4.75 per share and received a grant of 50,000 shares of common stock at $0 cost, bringing his directly held common stock to 144,314 shares.

He was also granted stock options for 100,000 shares with a $6.38 exercise price and 50,000 shares with a $7.66 exercise price, both expiring on January 16, 2031. For the option grants, 60% of the 100,000-share award is exercisable immediately, with 20% becoming exercisable on January 16, 2027 and 20% on January 16, 2028, while all 50,000 shares of the second option grant are exercisable immediately.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider GABELLI MARC

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Grant/Award	Stock Options	100,000	$0.00	$0.00
Grant/Award	Stock Options	50,000	$0.00	$0.00
Exercise	Common Stock	8,552	$4.75	$41K
Grant/Award	Common Stock	50,000	$0.00	$0.00

Holdings After Transaction: Stock Options — 150,000 contracts (Direct); Common Stock — 144,314 shares (Direct)

Footnotes (3)

1. F1. One third of these shares vest immediately, one third of these shares vest in one year from the date of the grant, on 1/16/2027 and one third of these shares vest in two years from the date of the grant, on 1/16/2028.
2. F2. Sixty percent of these shares are exercisable immediately on the grant date, twenty percent on 1/16/2027 and twenty percent on 1/16/2028.
3. F3. One hundred percent of these shares are exercisable immediately on the grant date.

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Accepted by SEC EDGAR 01/21/2026 - 04:10 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GABELLI MARC

(Last) (First) (Middle)

189 MASON STREET

(Street)

GREENWICH CT 06830

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LGL GROUP INC [ LGL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/16/2026		M		8,552	A	$4.75	94,314	D
Common Stock	01/16/2026		A		50,000(1)	A	$0	144,314	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$6.38	01/16/2026		A		100,000		01/16/2026(2)	01/16/2031	Common Stock	100,000	$0	100,000	D
Stock Options	$7.66	01/16/2026		A		50,000		01/16/2026(3)	01/16/2031	Common Stock	50,000	$0	50,000	D

Explanation of Responses:

1. One third of these shares vest immediately, one third of these shares vest in one year from the date of the grant, on 1/16/2027 and one third of these shares vest in two years from the date of the grant, on 1/16/2028.

2. Sixty percent of these shares are exercisable immediately on the grant date, twenty percent on 1/16/2027 and twenty percent on 1/16/2028.

3. One hundred percent of these shares are exercisable immediately on the grant date.

	/s/ Marc Gabelli	01/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.