STOCK TITAN

LGL Group (LGL) EVP exercises subscription rights, adds common shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Patrick Huvane, EVP – Business Development of LGL Group, exercised 8,621 Subscription Rights in a rights offering on July 15, 2026, acquiring 8,621 shares of common stock at $6.90 per share. He also acquired 1,000 additional shares under the Over-Subscription Privilege, all held directly.

Positive

  • None.

Negative

  • None.
Insider Huvane Patrick
Role EVP - Business Development
Type Security Shares Price Value
In-the-Money Exercise Subscription Rights (right to purchase) F1 8,621 $0.00 $0.00
In-the-Money Exercise Common Stock F1 8,621 $6.90 $59K
In-the-Money Exercise Common Stock F2 1,000 $6.90 $7K
Holdings After Transaction: Subscription Rights (right to purchase) — 0 shares (Direct); Common Stock — 18,242 shares (Direct)
Footnotes (2)
  1. F1. On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share.
  2. F2. The shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering.
Subscription Rights exercised 8,621 rights Subscription Rights exercised into Common Stock on July 15, 2026
Exercise price $6.90 per share Exercise price for each Right to purchase one share of Common Stock
Shares acquired via rights 8,621 shares Common Stock received upon exercise of Subscription Rights
Oversubscription shares acquired 1,000 shares Additional Common Stock purchased under the Over-Subscription Privilege
Subscription Rights after exercise 0 rights Subscription Rights position following exercise of 8,621 rights
Subscription Rights financial
"received one subscription right (the "Rights") for each share of Common Stock"
Subscription rights are short-term privileges given to existing shareholders to buy additional new shares before the general public, typically at a set price and in proportion to their current holdings. Think of it as getting a coupon for first dibs on extra slices of a pizza so your share of the pie doesn’t shrink; exercising them can be a cheaper way to maintain your ownership and voting power, while ignoring them can reduce your stake and potential future earnings.
Rights Offering financial
"additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering"
A rights offering is a way for a company to raise additional money by giving existing shareholders the opportunity to buy more shares at a discounted price before they are offered to the public. It’s similar to a special sale where current owners get the first chance to buy extra items at a lower cost, allowing them to increase their investment if they choose. This process matters to investors because it can affect the value of their holdings and their ability to buy new shares at favorable terms.
Over-Subscription Privilege financial
"shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege"
An over-subscription privilege is a feature of a share offering that lets existing investors request more shares than their initial entitlement, with any extra allocation given only if other investors do not take their full allotment. It matters because it gives shareholders a chance to increase their stake and avoid losing ownership percentage, much like ordering extra slices at a party in case others pass—however, receiving the extras is not guaranteed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did LGL (LGL) executive Patrick Huvane report?

Patrick Huvane reported exercising 8,621 Subscription Rights and acquiring 8,621 shares of LGL common stock at $6.90 per share. He also bought 1,000 additional shares through the Over-Subscription Privilege, and all reported shares are held directly.

How many LGL (LGL) shares did Patrick Huvane acquire through the rights offering?

Patrick Huvane acquired 8,621 shares of LGL common stock by exercising Subscription Rights at $6.90 per share. In addition, he purchased 1,000 extra shares under the Over-Subscription Privilege, bringing total reported acquisitions from the offering to 9,621 shares.

What was the exercise price for LGL (LGL) Subscription Rights reported by Patrick Huvane?

Each Subscription Right entitled the holder to purchase one LGL common share at an exercise price of $6.90 per share. Patrick Huvane exercised 8,621 Rights, receiving the same number of shares at this price, plus 1,000 additional shares via the Over-Subscription Privilege.

What are the additional LGL (LGL) shares noted under the Over-Subscription Privilege?

The Form 4 states that 1,000 shares of LGL common stock were acquired as additional shares under the Over-Subscription Privilege. These shares were purchased in connection with the Rights Offering at the same $6.90 per-share exercise price.

Were any LGL (LGL) shares sold by Patrick Huvane in this Form 4 filing?

No sales are reported; all transactions show acquisitions of LGL common stock. The filing reflects exercising 8,621 Subscription Rights and acquiring 1,000 extra shares through the Over-Subscription Privilege, with no dispositions or sales indicated.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huvane Patrick

(Last)(First)(Middle)
2525 SHADER RD

(Street)
ORLANDO FLORIDA 32804

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LGL GROUP INC [ LGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP - Business Development
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026X8,621(1)A$6.917,242D
Common Stock07/15/2026X1,000(2)A$6.918,242D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Subscription Rights (right to purchase)$6.907/15/2026X8,621(1)06/08/202607/15/2026Common Stock8,621$00D
Explanation of Responses:
1. On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share.
2. The shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering.
/s/ Patrick Huvane07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)