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[Form 4] LGL GROUP INC Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LGL Group Inc. executive Patrick Huvane, EVP – Business Development, reported a routine equity compensation-related transaction. On January 21, 2026, 1,379 shares of common stock were withheld by LGL Group at $6.75 per share to cover tax withholding obligations. This withholding was tied to the vesting of 3,333 shares of restricted stock on January 16, 2026. After this transaction, Huvane beneficially owned 8,621 shares of LGL Group common stock directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huvane Patrick

(Last) (First) (Middle)
2525 SHADER RD

(Street)
ORLANDO FL 32804

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LGL GROUP INC [ LGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP - Business Development
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/21/2026 F 1,379(1) D $6.75 8,621 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were withheld by the issuer on January 21, 2026 to satisfy tax withholding obligations in connection with the vesting of 3,333 shares of restricted stock on January 16, 2026.
/s/ Patrick Huvane 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did LGL (LGL) report for Patrick Huvane?

The filing shows that on January 21, 2026, EVP – Business Development Patrick Huvane had 1,379 shares of LGL Group common stock withheld by the issuer to satisfy tax withholding obligations related to restricted stock vesting.

What does the Form 4 transaction code "F" mean for LGL (LGL)?

The transaction code "F" indicates that 1,379 shares of LGL Group common stock were withheld by the issuer to pay taxes due upon the vesting of restricted stock, rather than representing an open-market purchase or sale.

How many LGL Group (LGL) shares does Patrick Huvane own after this transaction?

After the January 21, 2026 withholding transaction, Patrick Huvane beneficially owned 8,621 shares of LGL Group common stock directly.

What restricted stock event triggered the tax withholding for LGL (LGL)?

The issuer withheld shares on January 21, 2026 to cover taxes arising from the vesting of 3,333 shares of restricted stock on January 16, 2026.

Is the LGL (LGL) Form 4 transaction an open-market sale by the executive?

No. The Form 4 states that the 1,379 shares were withheld by the issuer to satisfy tax withholding obligations tied to restricted stock vesting, not sold in the open market.

What is Patrick Huvane’s role at LGL Group (LGL) according to the filing?

According to the Form 4, Patrick Huvane serves as EVP – Business Development of LGL Group Inc.

LGL Group

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Scientific & Technical Instruments
Electronic Components, Nec
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United States
ORLANDO