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Legence Corp (LGN) COO reports initial stock, RSU and $28 option grants

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Legence Corp. reported the initial stock holdings of its Chief Operating Officer following the company’s initial public offering. The officer directly owns 1,785 shares of Class A common stock, including shares purchased through a directed share program tied to the IPO. The officer has also been granted 15,179 Restricted Stock Units, each convertible into one share of Class A common stock that vest in three equal annual installments, generally conditioned on continued employment. In addition, the officer holds employee stock options covering 45,536 shares of Class A common stock at an exercise price of $28 per share, which vest in three equal annual installments starting on September 11, 2025, and expire on the tenth anniversary of that award date.

Positive

  • None.

Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Hansen Stephen Dale

(Last) (First) (Middle)
C/O LEGENCE CORP.
1601 LAS PLUMAS AVENUE

(Street)
SAN JOSE CA 95133

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/02/2025
3. Issuer Name and Ticker or Trading Symbol
Legence Corp. [ LGN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock(1) 1,785 D
Class A Common Stock(2) 15,179 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (3) (3) Class A Common Stock 45,536 $28 D
Explanation of Responses:
1. The reported securities were purchased through a directed share program in connection with Legence Corp.'s (the "Issuer") initial public offering.
2. The reported securities represent an award of Restricted Stock Units, which each entitle the reporting person to receive, at vesting, one share of the Issuer's Class A common stock, par value $0.01 per share. The Restricted Stock Units vest in three substantially equal installments on each of the first, second and third anniversaries of the date of the award, subject generally to continued employment through the applicable vesting date.
3. The options will vest in three substantially equal installments on each of the first, second and third anniversaries of the date of the award (September 11, 2025), subject generally to continued employment through the applicable vesting date. The options expire on the tenth anniversary of the date of the award.
Remarks:
Exhibit 24.1 - Power of Attorney
/s/ Bryce Seki, as attorney-in-fact 12/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Legence Corp. (LGN) insider filing report?

The filing discloses the initial beneficial ownership of Legence Corp.’s Chief Operating Officer, including common shares, Restricted Stock Units, and employee stock options related to Class A common stock.

How many Legence Corp. (LGN) Class A common shares does the COO directly own?

The Chief Operating Officer directly owns 1,785 shares of Legence Corp. Class A common stock.

What equity awards did the Legence Corp. (LGN) COO receive in Restricted Stock Units?

The COO was granted 15,179 Restricted Stock Units, each entitling the holder to receive one share of Legence Corp. Class A common stock at vesting, in three substantially equal annual installments, generally subject to continued employment.

What stock options are reported for the Legence Corp. (LGN) COO?

The filing reports employee stock options over 45,536 shares of Class A common stock with an exercise price of $28 per share. These options vest in three substantially equal annual installments beginning on September 11, 2025 and expire on the tenth anniversary of that award date.

How were some of the Legence Corp. (LGN) shares acquired by the COO?

Some of the reported securities were purchased through a directed share program in connection with Legence Corp.’s initial public offering.

What role does the reporting person hold at Legence Corp. (LGN)?

The reporting person serves as Chief Operating Officer of Legence Corp. and filed as an officer and reporting person for the company’s equity securities.

Legence Corp.

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2.79B
76.05M
Engineering & Construction
Construction - Special Trade Contractors
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United States
SAN JOSE