Li Auto CFO granted 5M share options

Li Auto Inc. reported that its Chief Financial Officer, Li Tie, received a grant of share options covering 5,000,000 American depositary shares.

Rhea-AI Filing Summary

Li Auto Inc. reported that its Chief Financial Officer, Li Tie, received a grant of share options covering 5,000,000 American depositary shares. The options have an exercise price of $14.38 per ADS and were awarded at no cost to the executive.

The options will vest only upon the first achievement of certain tiered performance targets, linking this compensation directly to future company milestones. Following this grant, Li Tie holds 5,000,000 options, and each American depositary share represents two Class A ordinary shares.

Insider Trade Summary

Grant/Award: 5,000,000 shares

Grant/Award 1 txn

Insider Li Tie

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Share Options (right to buy)	5,000,000	$0.00	$0.00

Holdings After Transaction: Share Options (right to buy) — 5,000,000 contracts (Direct)

Footnotes (2)

1. F1. The options will vest upon the first achievement of certain tiered targets. See Exhibit 99.1 to the issuer's current report on Form 6-K dated June 16, 2026 for further details.
2. F2. Each American depositary share represents two Class A ordinary shares.

Key Figures

Options granted: 5,000,000 share options Exercise price: $14.38 per ADS Underlying ADS: 5,000,000 American depositary shares +2 more

5 metrics

Options granted 5,000,000 share options Grant to CFO Li Tie on June 15, 2026

Exercise price $14.38 per ADS Exercise price for granted options

Underlying ADS 5,000,000 American depositary shares Underlying security for the options

Post-grant option holdings 5,000,000 options Total options held by CFO after grant

ADS to ordinary share ratio 1 ADS = 2 Class A ordinary shares Capital structure detail from footnote

Key Terms

Share Options (right to buy), American depositary shares, tiered targets, Class A ordinary shares

4 terms

Share Options (right to buy) financial

"security_title: "Share Options (right to buy)""

American depositary shares financial

"underlying_security_title: "American depositary shares""

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

tiered targets financial

"The options will vest upon the first achievement of certain tiered targets."

Class A ordinary shares financial

"Each American depositary share represents two Class A ordinary shares."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Li Auto (LI) disclose about CFO Li Tie’s latest equity award?

Li Auto disclosed that CFO Li Tie received 5,000,000 share options linked to American depositary shares. The options were granted at no cost and are tied to tiered performance targets, aligning executive compensation with future company milestones.

How many Li Auto share options were granted to the CFO in this Form 4?

The Form 4 shows a grant of 5,000,000 share options to CFO Li Tie. These options relate to American depositary shares and will vest based on achieving certain tiered performance targets, rather than on a simple time-based schedule.

What is the exercise price of Li Auto CFO Li Tie’s new options?

The granted options carry an exercise price of $14.38 per American depositary share. This means Li Tie can buy ADS at that fixed price once vesting conditions are met, potentially benefiting if the market price exceeds the exercise level in the future.

How are Li Auto’s American depositary shares related to its ordinary shares?

Each Li Auto American depositary share represents two Class A ordinary shares. This ratio matters for investors comparing ADS-based figures with underlying ordinary share counts or evaluating the scale of equity awards and potential dilution over time.

What are the vesting conditions for Li Auto CFO Li Tie’s 5,000,000 options?

The options will vest upon the first achievement of certain tiered performance targets. Detailed terms are described in Exhibit 99.1 to a Form 6-K dated June 16, 2026, indicating vesting depends on reaching predefined company milestones rather than simple tenure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/17/2026 - 09:04 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Li Tie

(Last) (First) (Middle)

11 WENLIANG STREET, SHUNYI DISTRICT

(Street)

BEIJING 101399

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Li Auto Inc. [ LI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol
[HKEX: 2015]

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Share Options (right to buy)	$14.38	06/15/2026		A		5,000,000		(1)	(1)	American depositary shares(2)	5,000,000	$0	5,000,000	D

Explanation of Responses:

1. The options will vest upon the first achievement of certain tiered targets. See Exhibit 99.1 to the issuer's current report on Form 6-K dated June 16, 2026 for further details.

2. Each American depositary share represents two Class A ordinary shares.

	/s/ Tie Li	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)