[144] AEye, Inc. SEC Filing

Rhea-AI Filing Summary

AEye, Inc. (LIDR) Form 144 notice reports a proposed sale of 40,000 common shares, with an aggregate market value of $116,800, planned to be sold on 09/09/2025 through Merrill (address listed). The shares were acquired on 08/01/2013 as a stock bonus to Luis Dussan. The filing also discloses recent related sales in the past three months: 3,000 shares on 07/24/2025 (Luis Dussan Trust A), 3,000 shares on 07/24/2025 (Jennifer Dussan Trust A), 1,700 shares on 07/24/2025 (Dussan Family Trust), and 38,900 shares on 08/22/2025 (Luis Dussan Trust A), with gross proceeds shown for each sale.

Positive

• Full disclosure of the proposed sale date, broker, share count, and aggregate market value
• Recent related sales over the past three months are listed, improving transparency about insider dispositions
• Acquisition details (date and nature: stock bonus) are provided for the securities to be sold

Negative

• Substantial recent sale of 38,900 shares by Luis Dussan Trust A on 08/22/2025 may indicate notable insider liquidity (fact disclosed in filing)

Insights

Securities Analyst

TL;DR: Routine Form 144 filing discloses an intended sale of common stock and multiple recent trust sales; impact appears limited to insider liquidity.

The filing shows an intended sale of 40,000 shares valued at $116,800, acquired as a stock bonus in 2013 by Luis Dussan. Multiple dispositions by related trusts in July and August 2025 are documented, including a sizable 38,900-share sale on 08/22/2025. For investors, this is a transparency disclosure of insider selling activity rather than an operational update; the disclosed sales provide data points on insider liquidity but do not by themselves indicate company performance.

Corporate Governance Expert

TL;DR: The filing presents standard Rule 144 compliance and representations about material nonpublic information; no governance red flags are stated.

The signer represents no undisclosed material adverse information exists and notes Rule 10b5-1 plan language if applicable. The form documents who held the shares and the acquisition as a stock bonus. The presence of multiple sales by trusts affiliated with the same family is disclosed, which is important for governance transparency, but the document does not assert any wrongdoing or undisclosed issues.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 7676 Forsyth Blvd 25th Floor Clayton MO 63105	40000	116800.00	39943121	09/09/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/01/2013	Stock Bonus	Luis Dussan			40000	08/01/2013	Stock Bonus

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Luis Dussan Trust A 5792 Hidden Creek Ct Pleasanton CA 94566	Common	07/24/2025	3000	11955.00
Jennifer Dussan Trust A 5792 Hidden Creek Ct Pleasanton CA 94566	Common	07/24/2025	3000	11955.00
Dussan Family Trust 2235 SW 2nd Lane Cape Coral FL 33991	Common	07/24/2025	1700	5263.18
Luis Dussan Trust A 5792 Hidden Creek Ct Pleasanton CA 94566	Common	08/22/2025	38900	101845.61

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for AEye, Inc. (LIDR) report?

The form reports a proposed sale of 40,000 common shares valued at $116,800, to be sold on 09/09/2025 via Merrill.

Who is the seller named on the Form 144?

The securities were acquired as a stock bonus by Luis Dussan on 08/01/2013, and the sale is reported for his account.

Were there any related sales in the past three months disclosed?

Yes. The filing lists sales on 07/24/2025 (3,000; 3,000; 1,700 shares) and on 08/22/2025 (38,900 shares) with gross proceeds shown.

Which broker is handling the proposed sale?

The broker listed is Merrill at the address shown in the filing.

Does the filer assert possession of any undisclosed material information?

By signing, the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.