AEye (LIDR) CEO reports 4,572-share RSU tax withholding

Rhea-AI Filing Summary

AEye, Inc. (LIDR) CEO and director Siraj Husain reported an automatic share withholding related to equity compensation. On 11/15/2025, 4,572 shares of common stock were disposed of at $2.35 per share, coded "F" to indicate shares withheld to cover tax obligations upon the vesting of a restricted stock unit award. The filing states that no shares were sold in the market. Following this net settlement, Husain beneficially owns 316,979 shares of AEye common stock directly.

Insider Trade Summary

Net Seller: 4,572 shares

Net Sell 1 txn

Insider Fisch Matthew

Role CEO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	4,572	$2.35	$11K

Holdings After Transaction: Common Stock — 316,979 shares (Direct)

Footnotes (1)

1. F1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

FAQ

What insider transaction did AEye (LIDR) report for CEO Siraj Husain?

The CEO and director, Siraj Husain, reported an automatic net share settlement on 11/15/2025 involving 4,572 shares of AEye common stock, related to the vesting of a restricted stock unit award.

Were any AEye (LIDR) shares sold on the open market in this Form 4?

No. The filing explains that the transaction was a net settlement for tax withholding on RSU vesting and that no shares of stock were sold in the market.

What does the transaction code "F" mean in the AEye (LIDR) Form 4?

The code "F" indicates shares were withheld to satisfy tax withholding obligations in connection with a vesting equity award, rather than sold as a discretionary trade.

How many AEye (LIDR) shares does Siraj Husain own after this transaction?

After the reported net settlement, Siraj Husain beneficially owns 316,979 shares of AEye common stock directly.

What role does the reporting person hold at AEye (LIDR)?

The reporting person, Siraj Husain, is both a director and an officer of AEye, Inc., serving as CEO.

At what price were the withheld AEye (LIDR) shares valued in the Form 4?

The 4,572 shares withheld for tax purposes in the net settlement were valued at $2.35 per share in the reported transaction.

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Accepted by SEC EDGAR 11/17/2025 - 04:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fisch Matthew

(Last) (First) (Middle)

4670 WILLOW ROAD

(Street)

PLEASANTON CA 94588

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/15/2025		F(1)		4,572	D	$2.35	316,979	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

	/s/ Siraj Husain by power of attorney previously filed	11/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.