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AEye (LIDR) CEO Fisch has 40,242 shares withheld for RSU tax obligations

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AEye, Inc. CEO Matthew Fisch reported a tax-related share withholding tied to restricted stock unit vesting. On the vesting date, 40,242 shares of common stock were withheld at $1.89 per share to cover tax obligations. According to the disclosure, no shares were sold in the market; this was a net share settlement for taxes only. After this transaction, Fisch directly holds 1,071,219 shares of AEye common stock.

Positive

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Negative

  • None.
Insider Fisch Matthew
Role CEO
Type Security Shares Price Value
Tax Withholding Common Stock 40,242 $1.89 $76K
Holdings After Transaction: Common Stock — 1,071,219 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Tax-withholding shares 40,242 shares Shares withheld to satisfy tax obligations on RSU vesting
Withholding price $1.89 per share Value used for the tax-withholding disposition
Post-transaction holdings 1,071,219 shares Common stock directly held by CEO after transaction
Tax-withholding transactions 1 transaction, 40,242 shares Summary of F-code tax-withholding activity in this filing
restricted stock unit award financial
"represents a net settlement related to the vesting of a restricted stock unit award"
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
tax withholding obligations financial
"withholding of shares to satisfy tax withholding obligations in connection with the vesting event"
net settlement financial
"represents a net settlement related to the vesting of a restricted stock unit award"
Payment of exercise price or tax liability by delivering securities financial
"transaction code description: Payment of exercise price or tax liability by delivering securities"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fisch Matthew
(Last)(First)(Middle)
4670 WILLOW ROAD
(Street)
PLEASANTON CALIFORNIA 94588
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/15/2026F(1)40,242D$1.891,071,219D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
/s/ Siraj Husain by power of attorney previously filed05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AEye (LIDR) CEO Matthew Fisch report?

AEye CEO Matthew Fisch reported a tax-withholding disposition of 40,242 common shares. The shares were withheld upon vesting of a restricted stock unit award to satisfy tax obligations, and the filing specifically notes that no shares were sold in the open market.

Did AEye (LIDR) CEO Matthew Fisch sell shares in this Form 4 filing?

No, the filing states that no shares of stock were sold. Instead, 40,242 shares were withheld in a net settlement to cover tax withholding obligations arising from the vesting of a restricted stock unit award, a routine compensation-related event.

How many AEye (LIDR) shares were withheld for taxes in the CEO’s transaction?

The Form 4 reports that 40,242 shares of AEye common stock were withheld. This withholding occurred at $1.89 per share in connection with the vesting of a restricted stock unit award and was used solely to satisfy related tax withholding obligations.

How many AEye (LIDR) shares does CEO Matthew Fisch hold after this Form 4?

After the tax-withholding transaction, Matthew Fisch directly holds 1,071,219 AEye common shares. This post-transaction figure reflects his remaining equity position following the net settlement of vested restricted stock units used to cover tax obligations.

What does the F transaction code mean in AEye (LIDR) CEO’s Form 4?

The F code indicates a payment of an exercise price or tax liability using company securities. Here, it reflects a tax-withholding disposition where vested restricted stock units were net settled by withholding 40,242 shares to satisfy tax obligations, not an open-market stock sale.