[Form 4] AEye, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Andrew S. Hughes, who serves as Secretary & General Counsel and a director of AEye, Inc. (ticker LIDR), reported a transaction dated 08/15/2025. The filing shows a net settlement related to the vesting of restricted stock units: 1,475 shares were withheld to satisfy tax obligations at an effective price of $2.54 per share, and no shares were sold. After the withholding, the reporting person beneficially owns 82,587 shares. The Form 4 was signed by a power of attorney on 08/18/2025. The filing discloses only this vesting/net settlement activity and the reporting person’s officer/director relationship to the issuer.

Insights

Corporate Governance Expert

TL;DR: A routine RSU vesting and tax withholding by an officer; no sale, limited investor impact.

The Form 4 documents a standard net settlement on restricted stock unit vesting where shares were withheld to cover taxes. Because no open-market sale occurred, this action is administrative rather than a signal of disposition. The reporting person remains an insider with 82,587 shares, and the withheld amount (1,475 shares) is small relative to total holdings. This is a common equity-compensation housekeeping event and does not introduce governance concerns based on the disclosed facts.

Securities Analyst

TL;DR: Minor reduction from RSU tax withholding; immaterial to company capitalization or trading.

The transaction shows an effective withholding price of $2.54 and removal of 1,475 shares from the insider’s beneficial count due to net settlement. With remaining holdings of 82,587 shares and no sale reported, this is unlikely to affect liquidity or signal near-term insider selling pressure. Investors should note the transaction type is vesting/tax-related, not a disposition for cash proceeds.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HUGHES ANDREW S

(Last) (First) (Middle)

4670 WILLOW ROAD

SUITE 125

(Street)

PLEASANTON CA 94588

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Secretary & General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2025		F(1)		1,475	D	$2.54	82,587	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

	/s/ Siraj Husain by power of attorney previously filed	08/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for AEye (LIDR)?

The reporting person is Andrew S. Hughes, Secretary & General Counsel and director; the form was signed by a power of attorney on 08/18/2025.

What transaction is reported on the Form 4 dated 08/15/2025 for LIDR?

A net settlement related to the vesting of restricted stock units where 1,475 shares were withheld for tax obligations at an effective price of $2.54; no shares were sold.

How many AEye shares does the insider own after the transaction?

The filing reports 82,587 shares beneficially owned following the reported transaction.

Was this Form 4 a sale of shares or a tax withholding event?

It was a tax withholding event tied to RSU vesting; the filer explicitly states that no shares were sold.

Does this Form 4 indicate any change in officer or director status?

No. The form lists the reporting person’s relationship as Officer (Secretary & General Counsel) and Director; no change in status is disclosed.