AEye insider RSU vesting triggers 1,059-share tax withholding

Rhea-AI Filing Summary

AEye, Inc. (LIDR) reported an insider equity transaction by its Secretary & General Counsel, Siraj Husain. On 11/15/2025, 1,059 shares of common stock were disposed of at a price of $2.35 per share in a transaction coded "F," which indicates a tax-related withholding. This event was connected to the vesting of a restricted stock unit award, and the shares were withheld to satisfy tax withholding obligations. After this net settlement, the reporting person directly beneficially owned 80,696 shares of AEye common stock. The explanation clarifies that no shares of stock were actually sold in the market as part of this transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider HUGHES ANDREW S

Role Secretary & General Counsel

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	1,059	$2.35	$2K

Holdings After Transaction: Common Stock — 80,696 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/17/2025 - 04:24 PM Learn about SEC filing dates

FAQ

What insider transaction did AEye (LIDR) disclose in this Form 4?

AEye disclosed that its Secretary & General Counsel, Siraj Husain, had 1,059 shares of common stock disposed of in a transaction coded "F" on 11/15/2025, related to restricted stock unit vesting and tax withholding.

How many AEye (LIDR) shares were involved in the reported Form 4 transaction?

The Form 4 reports that 1,059 shares of AEye common stock were disposed of at a price of $2.35 per share in a tax-withholding transaction.

Did the AEye (LIDR) insider actually sell shares in the market?

No. The explanation states that the transaction was a net settlement tied to restricted stock unit vesting and the withholding of shares to satisfy tax obligations, and that no shares of stock were sold in the market.

How many AEye (LIDR) shares does the reporting person own after this transaction?

Following the reported transaction, the insider directly beneficially owned 80,696 shares of AEye common stock.

What does transaction code "F" mean in the AEye (LIDR) Form 4?

Transaction code "F" indicates a transaction related to the payment of tax liability by delivering or withholding securities in connection with the vesting of an equity award, as described in the explanation of responses.

What role does the reporting person hold at AEye (LIDR)?

The reporting person is an Officer of AEye, serving as Secretary & General Counsel, as indicated in the relationship section.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HUGHES ANDREW S

(Last) (First) (Middle)

4670 WILLOW ROAD

SUITE 125

(Street)

PLEASANTON CA 94588

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Secretary & General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/15/2025		F(1)		1,059	D	$2.35	80,696	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

	/s/ Siraj Husain by power of attorney previously filed	11/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.