AEye (LIDR) CFO Form 4 shows 2,788-share tax withholding

Rhea-AI Filing Summary

AEye, Inc. (LIDR) reported an insider equity transaction by its Treasurer and CFO, Siraj Husain. On 11/15/2025, 2,788 shares of common stock were disposed of at $2.35 per share in a transaction coded "F," which indicates shares withheld to cover taxes on a restricted stock unit vesting. The explanation clarifies that no shares were actually sold on the market; the event was a net share settlement to satisfy tax withholding obligations. Following this transaction, Husain directly beneficially owns 168,684 shares of AEye common stock.

Insider Trade Summary

Net Seller: 2,788 shares

Net Sell 1 txn

Insider Tierney Conor B

Role Treasurer & CFO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,788	$2.35	$7K

Holdings After Transaction: Common Stock — 168,684 shares (Direct)

Footnotes (1)

1. F1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

FAQ

What insider transaction did AEye (LIDR) report on this Form 4?

The Form 4 reports that Treasurer and CFO Siraj Husain had 2,788 shares of AEye common stock withheld in a transaction coded "F" related to a restricted stock unit vesting.

Did the AEye (LIDR) CFO sell any shares in the open market?

No. The filing states that no shares of stock were sold. The 2,788 shares were withheld to satisfy tax withholding obligations tied to a restricted stock unit vesting.

How many AEye (LIDR) shares does the CFO own after this transaction?

After the reported transaction, Treasurer and CFO Siraj Husain directly beneficially owns 168,684 shares of AEye common stock.

What does transaction code "F" mean in this AEye (LIDR) Form 4?

Transaction code "F" indicates a transaction involving the withholding of shares to pay taxes in connection with the vesting of an equity award, such as a restricted stock unit.

What was the reported price for the AEye (LIDR) shares withheld?

The 2,788 withheld shares of AEye common stock were reported at a price of $2.35 per share in the Form 4.

What is the role of the reporting person in AEye (LIDR)?

The reporting person, Siraj Husain, is an officer of AEye, Inc., serving as Treasurer & CFO, and he filed this Form 4 as a single reporting person.

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Accepted by SEC EDGAR 11/17/2025 - 04:26 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tierney Conor B

(Last) (First) (Middle)

4670 WILLOW ROAD

(Street)

PLEASANTON CA 94588

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Treasurer & CFO

3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/15/2025		F(1)		2,788	D	$2.35	168,684	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

	/s/ Siraj Husain by power of attorney previously filed	11/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.