AEye (NASDAQ: LIDR) CEO withholds 40,242 shares for RSU taxes

Rhea-AI Filing Summary

AEye, Inc. (LIDR) CEO Matthew Fisch reported a compensation-related share withholding. On 2026-08-15, 40,242 shares of common stock were withheld at $1.31 per share in connection with the vesting of a restricted stock unit award to satisfy tax withholding obligations. The disclosure states that no shares were sold in the market. Following this net settlement, Fisch directly holds 1,030,977 shares of AEye common stock.

Insider Trade Summary

Net Seller: 40,242 shares

Net Sell 1 txn

Insider Fisch Matthew

Role CEO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	40,242	$1.31	$53K

Holdings After Transaction: Common Stock — 1,030,977 shares (Direct)

Footnotes (1)

1. F1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Key Figures

Shares withheld for taxes: 40,242 shares Per-share value for withholding: $1.31 per share Shares owned after transaction: 1,030,977 shares +1 more

4 metrics

Shares withheld for taxes 40,242 shares Common stock withheld in net settlement of RSU vesting to cover tax obligations on 2026-08-15

Per-share value for withholding $1.31 per share Value applied to the 40,242 shares withheld for tax withholding obligations

Shares owned after transaction 1,030,977 shares Direct ownership of AEye common stock by Matthew Fisch following the net settlement

Shares used for exercise price or tax liability 40,242 shares Aggregate shares reported under Form 4 transaction code F in transaction summary

Key Terms

restricted stock unit, net settlement, tax withholding obligations, transaction code "F"

4 terms

restricted stock unit financial

"related to the vesting of a restricted stock unit award and the withholding"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

net settlement financial

"represents a net settlement related to the vesting of a restricted stock"

tax withholding obligations financial

"withholding of shares to satisfy tax withholding obligations in connection"

transaction code "F" financial

"transaction code F indicates Payment of tax liability by delivering"

FAQ

What did AEye (LIDR) CEO Matthew Fisch report in this Form 4 filing?

Matthew Fisch reported a net share withholding related to RSU vesting. 40,242 shares were withheld at $1.31 per share to cover tax obligations, and no shares were sold in the market.

How many AEye (LIDR) shares were withheld for taxes for Matthew Fisch?

The filing reports that 40,242 shares of AEye common stock were withheld. This withholding occurred as a net settlement upon vesting of a restricted stock unit award to satisfy tax withholding obligations.

What is Matthew Fisch’s AEye (LIDR) share ownership after this transaction?

After the tax-related withholding, Matthew Fisch directly owns 1,030,977 shares of AEye common stock. This figure reflects his post-transaction holdings following the RSU vesting and net share settlement.

Were any AEye (LIDR) shares sold by Matthew Fisch in this Form 4 transaction?

No. A footnote states that no shares of stock were sold. The transaction reflects a net settlement where shares were withheld to satisfy tax withholding obligations tied to RSU vesting.

What was the reported price used for the AEye (LIDR) tax withholding shares?

The withheld shares were valued at $1.31 per share. This per-share amount applies to the 40,242 shares used to satisfy tax withholding obligations in connection with the restricted stock unit vesting.

What does code "F" mean in the AEye (LIDR) CEO’s Form 4 transaction?

Transaction code "F" indicates payment of tax liability by delivering or withholding securities. Here it reflects a net settlement of RSU vesting, where shares were withheld to cover taxes rather than sold.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 06:00 PM Accepted by SEC EDGAR 08/17/2026 - 05:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fisch Matthew

(Last) (First) (Middle)

4670 WILLOW ROAD

(Street)

PLEASANTON CALIFORNIA 94588

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2026		F(1)		40,242	D	$1.31	1,030,977	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

	/s/ Siraj Husain by power of attorney previously filed	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)