STOCK TITAN

AEye (LIDR) director discloses 32,000-share sale and updated holdings

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

AEye, Inc. reported that a director sold 32,000 shares of common stock on December 11, 2025 at a weighted average sale price of $2.4014 per share.

The sale was executed in multiple trades at prices ranging from $2.3048 to $2.5000, with the director undertaking to provide full trade details upon request. After this transaction, the filing shows indirect beneficial ownership of 134,132 shares through the Luis Dussan Trust A U/A/D 5/18/2022, 30,000 shares through the Jennifer Dussan Trust A U/A/D 5/18/2022, 12,402 shares through the Luis Carlos Dussan Family Trust dated January 20, 2021, and 3,493.3 shares held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dussan Luis

(Last) (First) (Middle)
4670 WILLOW ROAD
SUITE 125

(Street)
PLEASANTON CA 94588

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 S 32,000 D $2.4014(1) 134,132 I Luis Dussan Trust A U/A/D 5/18/2022(2)
Common Stock 30,000 I Jennifer Dussan Trust A U/A/D 5/18/2022(3)
Common Stock 12,402 I Luis Carlos Dussan Family Trust dated January 20, 2021(4)
Common Stock 3,493.3 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
2. The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
3. The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
4. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
/s/ Siraj Husain by power of attorney previously filed 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AEye (LIDR) disclose in this filing?

The filing shows that a director of AEye, Inc. sold 32,000 shares of common stock on December 11, 2025 at a weighted average sale price of $2.4014 per share, coded as a sale ("S").

At what prices were the AEye (LIDR) shares sold in this transaction?

The transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000 per share, resulting in a weighted average sale price of $2.4014 reported in the filing.

How many AEye (LIDR) shares does the director beneficially own after the sale?

After the reported sale, the filing lists indirect beneficial ownership of 134,132 shares through the Luis Dussan Trust A U/A/D 5/18/2022, 30,000 shares through the Jennifer Dussan Trust A U/A/D 5/18/2022, 12,402 shares through the Luis Carlos Dussan Family Trust dated January 20, 2021, and 3,493.3 shares held directly.

What is the reporting person’s relationship to AEye (LIDR)?

The filing marks the reporting person’s relationship to AEye, Inc. as a Director, with the box for director checked and the form filed by one reporting person.

How are the AEye (LIDR) shares held through family trusts characterized?

The filing states that the Luis Dussan Trust A shares are beneficially owned by the reporting person as Trustee. The Jennifer Dussan Trust A shares are beneficially owned by the spouse of the reporting person, with the reporting person as Trustee. For the Luis Carlos Dussan Family Trust, the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Who signed this AEye (LIDR) insider ownership report and when?

The report is signed as "/s/ Siraj Husain by power of attorney previously filed", dated December 12, 2025, on behalf of the reporting person.

Aeye Inc

NASDAQ:LIDR

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LIDR Stock Data

106.78M
43.96M
3.92%
2.82%
8.37%
Software - Infrastructure
Motor Vehicle Parts & Accessories
Link
United States
PLEASANTON