Chicago Atlantic BDC (LIEN) insider buys 60K shares at $9.44
Rhea-AI Filing Summary
Chicago Atlantic BDC, Inc. (LIEN) reported that John Mazarakis, a ten percent owner, purchased 60,000 shares of Common Stock on August 17, 2026 at a weighted-average price of $9.44 per share, with individual trade prices ranging from $9.39 to $9.44. These shares are held directly, and his direct holdings after this transaction are 60,000 shares.
Separately, the filing lists indirect holdings of 2,887,204 shares through Chicago Atlantic BDC Advisers, LLC and 241,204 shares through CA Credit SPV, LLC. The filing states that Mr. Mazarakis may be deemed an indirect beneficial owner of those shares for Section 16 purposes, but he disclaims beneficial ownership except to the extent of his pecuniary interest.
Positive
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Insights
Analyzing...
Insider Trade Summary
Net Buyer: 60,000 shares
Net Buy
3 txns
Insider
Mazarakis John
Role
10% Owner
Bought
60,000 shs ($566K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F1 | 60,000 | $9.44 | $566K |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 60,000 shares (Direct);
Common Stock — 2,887,204 shares (Indirect, Chicago Atlantic BDC Advisers, LLC);
Common Stock — 241,204 shares (Indirect, CA Credit SPV, LLC)
Footnotes (3)
- F1. The price reported reflects the weighted-average purchase price from several discrete transactions executed throughout the Transaction Date at prices that ranged from $9.39 to $9.44 per share. Upon request, the Reporting Person has agreed to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each price within the range set forth in this footnote.
- F2. John Mazarakis, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC. Mr. Mazarakis disclaims beneficial ownership of the shares of Common Stock owned by Chicago Atlantic BDC Advisers, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3. John Mazarakis, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by CA Credit SPV, LLC. Mr. Mazarakis disclaims beneficial ownership of the shares of Common Stock owned by CA Credit SPV, LLC except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Key Figures
Shares purchased: 60,000 shares
Weighted-average purchase price: $9.44 per share
Purchase price range: $9.39–$9.44 per share
+3 more
6 metrics
Shares purchased
60,000 shares
Common Stock purchased on August 17, 2026 in open-market or private transactions
Weighted-average purchase price
$9.44 per share
Average price for the 60,000 shares purchased on August 17, 2026
Purchase price range
$9.39–$9.44 per share
Range of prices across the discrete purchase transactions on the transaction date
Direct holdings after transaction
60,000 shares
Directly owned Common Stock by John Mazarakis following the reported purchase
Indirect holdings via Chicago Atlantic BDC Advisers, LLC
2,887,204 shares
Common Stock held by Chicago Atlantic BDC Advisers, LLC, for which he may be deemed an indirect beneficial owner
Indirect holdings via CA Credit SPV, LLC
241,204 shares
Common Stock held by CA Credit SPV, LLC, for which he may be deemed an indirect beneficial owner
Key Terms
weighted-average purchase price, indirect beneficial owner, pecuniary interest, Section 16 of the Securities Exchange Act of 1934
4 terms
weighted-average purchase price financial
"The price reported reflects the <b>weighted-average purchase price</b> from several discrete transactions"
indirect beneficial owner regulatory
"may be deemed for purposes of Section 16 to be the <b>indirect beneficial owner</b>"
pecuniary interest financial
"disclaims beneficial ownership ... except to the extent of his <b>pecuniary interest</b> therein"
Section 16 of the Securities Exchange Act of 1934 regulatory
"may be deemed for purposes of <b>Section 16 of the Securities Exchange Act of 1934</b>"
A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.
FAQ
What insider transaction did LIEN report for John Mazarakis on August 17, 2026?
On August 17, 2026, John Mazarakis purchased 60,000 shares of Chicago Atlantic BDC, Inc. (LIEN) Common Stock at a weighted-average price of $9.44 per share, with individual trades executed between $9.39 and $9.44 per share.
What indirect LIEN holdings are associated with John Mazarakis through Chicago Atlantic BDC Advisers, LLC?
The filing reports 2,887,204 shares of LIEN Common Stock held indirectly through Chicago Atlantic BDC Advisers, LLC. It states Mr. Mazarakis may be deemed an indirect beneficial owner for Section 16 purposes but disclaims beneficial ownership except for his pecuniary interest.
What indirect LIEN holdings are associated with John Mazarakis through CA Credit SPV, LLC?
The filing lists 241,204 shares of LIEN Common Stock held indirectly through CA Credit SPV, LLC. It indicates Mr. Mazarakis may be deemed an indirect beneficial owner for Section 16, while he disclaims beneficial ownership beyond his pecuniary interest in those shares.
Was the LIEN insider purchase by John Mazarakis made at a single price or a range of prices?
The purchase was made at a range of prices, from $9.39 to $9.44 per share. The reported $9.44 figure is a weighted-average purchase price, and detailed per-trade pricing is available from the reporting person upon request.
AI-generated analysis. How Rhea-AI works. Not financial advice.
