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Neutron Holdings corrects CEO RSU holdings

Amended Form 3 for Neutron Holdings’ CEO clarifies that 559,667 reported shares are time‑vested RSUs vesting quarterly over three years.

(Moderate)
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Neutron Holdings, Inc. (LIME) filed an amended Form 3 to correct a clerical error in a prior initial ownership report for Chief Executive Officer and director Ting Wayne Hsing-Yuan. The amendment clarifies that the reported 559,667 shares of Common Stock represent restricted stock units (RSUs), each RSU being a contingent right to receive one share of Common Stock. The RSUs vest in approximately equal quarterly installments over three years, subject to the reporting person's continuous service with Neutron Holdings.

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Insider Ting Wayne Hsing-Yuan
Role Chief Executive Officer
Type Security Shares Price Value
holding Common Stock F1 -- -- --
Holdings After Transaction: Common Stock — 559,667 shares (Direct)
Footnotes (1)
  1. F1. This Form is filed solely as an amendment to the Form 3 filed on June 30, 2026. This amendment amends and restates the first footnote in Table I to resolve a clerical error as follows: "Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer." Except as set forth in this amendment, the original Form 3 filed is unchanged and no amendment is made hereby to any other footnotes of the initial Form 3.
Common Stock-equivalent RSUs held 559,667 shares Total Common Stock reported following the event, held as RSUs by the CEO
RSU vesting period 3 years RSUs vest in approximately equal quarterly installments over three years
Vesting frequency Quarterly RSUs vest in approximately equal quarterly installments, subject to continuous service
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs"), each of which represents a contingent right"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
contingent right financial
"each of which represents a contingent right to receive one share of Common Stock"
continuous service financial
"subject to the Reporting Person's continuous service with the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Neutron Holdings (LIME) report in this amended Form 3?

The amendment states that Ting Wayne Hsing-Yuan’s 559,667 reported shares are restricted stock units (RSUs), each representing a contingent right to receive one share of Common Stock, vesting in quarterly installments over three years, subject to continuous service.

How many Neutron Holdings (LIME) securities are reported as held by the CEO?

The filing reports that the CEO has 559,667 Common Stock-equivalent interests following the reported event, held as RSUs. Each RSU represents a contingent right to receive one share of Neutron Holdings Common Stock, subject to vesting conditions.

What correction does this Form 3/A make for Neutron Holdings (LIME)?

The amendment revises and restates the first footnote in Table I of the original Form 3 to resolve a clerical error, clarifying that the reported holdings are RSUs vesting quarterly over three years, with no other changes to the original Form 3.

How do the RSUs for Neutron Holdings (LIME) CEO vest?

The RSUs vest in approximately equal quarterly installments over three years, and vesting is conditioned on the reporting person’s continuous service with Neutron Holdings during that period, as described in the amended footnote.

Does this Neutron Holdings (LIME) Form 3/A report any new share purchases or sales?

No. The filing presents a holding entry only and explicitly states it is filed solely as an amendment to correct a footnote in the original Form 3; it does not report new purchases, sales, or other transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ting Wayne Hsing-Yuan

(Last)(First)(Middle)
C/O NEUTRON HOLDINGS, INC.
444 TOWNSEND STREET, FL 1

(Street)
SAN FRANCISCO CALIFORNIA 94107

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/30/2026
3. Issuer Name and Ticker or Trading Symbol
Neutron Holdings, Inc. [ LIME ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/30/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock559,667(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This Form is filed solely as an amendment to the Form 3 filed on June 30, 2026. This amendment amends and restates the first footnote in Table I to resolve a clerical error as follows: "Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer." Except as set forth in this amendment, the original Form 3 filed is unchanged and no amendment is made hereby to any other footnotes of the initial Form 3.
Remarks:
/s/ Susie Giordano, Attorney-in-Fact09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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