LIND holder files to sell 500,000 shares

LIND received a notice of proposed sale of restricted or control securities under Rule 144.

Rhea-AI Filing Summary

LIND received a notice of proposed sale of restricted or control securities under Rule 144. A shareholder has filed to sell 500,000 shares of common stock through J.P. Morgan Securities LLC on the NASDAQ, with an indicated aggregate market value of $8,115,000. The filing lists 55,400,743 shares of common stock outstanding for the issuer. The shares to be sold were acquired on 09/24/2019 by transfer from Sven-Olof Lindblad, who originally acquired founder shares on 07/08/2015. The form includes the standard representation that the seller does not know of any undisclosed material adverse information about the issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LIND common shares are proposed to be sold under this Form 144?

The notice covers a proposed sale of 500,000 shares of common stock of LIND.

What is the aggregate market value of the LIND shares covered by this Form 144?

The filing lists an aggregate market value of $8,115,000 for the 500,000 common shares to be sold.

Which broker and exchange are listed for the planned LIND share sale?

The proposed sale is through J.P. Morgan Securities LLC with trading on the NASDAQ exchange.

How many LIND shares are stated as outstanding in this Form 144 notice?

The notice states that there are 55,400,743 shares of LIND common stock outstanding.

When were the LIND shares to be sold originally acquired and from whom?

The 500,000 common shares were acquired on 09/24/2019 by transfer from Sven-Olof Lindblad, who acquired founder shares on 07/08/2015.

What is the approximate date of sale for the LIND shares in this Form 144?

The filing lists an approximate date of sale of 01/20/2026 for the proposed transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/20/2026 - 04:35 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001639304
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Lindblad Expeditions Holdings, Inc.
SEC File Number	001-35898
Address of Issuer	96 Morton Street, 9th Floor New York NEW YORK 10014
Phone	212-261-9000
Name of Person for Whose Account the Securities are To Be Sold	Sven-Olof Lindblad
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Founder, Co-Chairman, 10% Shareholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor New York NY 10017	500000	8115000	55400743	01/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/24/2019	Transfer	Sven-Olof Lindblad, who acquired Founder shares on 07/08/15			500000	09/24/2019	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares covered by this filing will be sold by The Sven-Olof Lindblad Revocable Trust Agreement, Sven-Olof Lindblad as Trustee.
Date of Notice	01/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/19/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Sven-Olof Lindblad
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)