Welcome to our dedicated page for Lindblad Expeditions Hldgs SEC filings (Ticker: LIND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lindblad Expeditions Holdings Inc. filings document the formal disclosures of an operating company in expedition cruises and adventure travel. Recent Form 8-K reports cover quarterly and annual financial results, segment performance for Lindblad and Land Experiences, debt refinancing activity, senior secured notes, and the completed conversion of Series A Convertible Preferred Stock into common stock.
The company’s proxy materials describe annual meeting matters, director elections, executive compensation votes, auditor ratification, and stockholder voting procedures. Other filings record governance and management changes, compensation arrangements for executive officers, and material agreements tied to subsidiary ownership, including Lindblad’s increased ownership interest in Natural Habitat.
The filing is a Form 144 notice for The Charles Schwab Corporation (symbol LIND in the excerpt) reporting proposed sales of Common Stock tied to restricted stock awards granted on 08/08/2020, 08/08/2022, 08/08/2024, and 09/15/2024. The filing also reports 52,747 shares sold during the past three months for proceeds of $1,218,060.10.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director Dryden L. Dyson reported an open-market sale of Common Stock. He sold 52,747 shares at an average price of $23.0925 per share. Following this transaction, he directly holds 988,054 shares of the company’s Common Stock.
Lindblad Expeditions Holdings director John M. Fahey Jr. reported a transaction involving 2,000 shares of Restricted Stock on May 29, 2026 at an average price of $22.8902 per share. After this transaction, he directly holds 110,486 shares of Lindblad Expeditions common equity.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director Mark Ein entered into a prepaid variable share forward transaction with Citibank involving 300,000 shares of Lindblad common stock as the underlying security. The contract is structured as 10 Components, each tied to up to 30,000 shares.
For any Funded Component, Ein may receive from Citibank the present value of the product of the relevant Subject Number of shares and a forward floor price of $20.16 per share. On settlement dates tied to scheduled valuation dates between June 12, 2029 and June 26, 2029, he must deliver to Citibank either up to 30,000 shares per Funded Component or cash equal to their value, under the transaction terms.
The forward cap price is $31.36 per share, and Ein will make an upfront cash payment of $255,360 to Citibank. A separate footnote notes that an affiliated entity, Capitol Acquisition Management 2 LLC, acquired 3,456,416 Lindblad shares in 2015, which are beneficially owned through an entity controlled by Ein.
Lindblad Expeditions Holdings reported a Form 144 notice showing a sale of 1,000,000 shares. The filing lists a sale by Mark Ein of 1,000,000 shares of common stock on 05/08/2026. The filing also lists 3,456,416 shares under "Securities To Be Sold" in the excerpt.
Lindblad Expeditions Holdings, Inc. reported proposed affiliate sales of Common Stock under Rule 144 by John M. Fahey, Jr. The filing lists five transactions in the past three months: 7,768 shares on 03/10/2026, 3,500 shares on 05/12/2026, and three smaller dispositions of 1,000, 1,000, and 2,000 shares on 05/13/2026, 05/15/2026, and 05/26/2026, respectively.
The Charles Schwab Corporation submitted a notice under Rule 144 regarding proposed sales of Common shares consisting of previously granted Restricted Stock Awards. The excerpt lists award grant dates and share counts, including 10,621, 7,319, 8,526, 16,666, and 9,615 shares tied to grant dates between 08/08/2018 and 07/15/2024.
Filing details and the mechanics of any sale (timing, broker methods, or whether proceeds go to the issuer) are not present in the provided excerpt.
LINDBLAD EXPEDITIONS HOLDINGS, INC. Chief Expedition Officer Trey Byus reported an open-market sale of 10,000 shares of common stock at $20.05 per share. After this transaction, he directly owns 101,530 shares, indicating he retains a substantial equity stake in the company.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director John M. Jr. Fahey reported an open-market sale of 2,000 shares of restricted stock on May 21, 2026 at a weighted average price of $20.26 per share. After this transaction, he directly holds 112,486 shares of the company’s stock.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director John M. Fahey Jr. reported an open-market sale of 1,000 shares of restricted stock on May 14, 2026 at a weighted average price of $19.395 per share, in trades ranging from $19.43 to $19.48. After the sale, he holds 117,486 shares directly.