Lindblad Expeditions Holdings Inc. filings document the formal disclosures of an operating company in expedition cruises and adventure travel. Recent Form 8-K reports cover quarterly and annual financial results, segment performance for Lindblad and Land Experiences, debt refinancing activity, senior secured notes, and the completed conversion of Series A Convertible Preferred Stock into common stock.
The company’s proxy materials describe annual meeting matters, director elections, executive compensation votes, auditor ratification, and stockholder voting procedures. Other filings record governance and management changes, compensation arrangements for executive officers, and material agreements tied to subsidiary ownership, including Lindblad’s increased ownership interest in Natural Habitat.
Stuart Andrew reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director Stuart Andrew received a grant of 3,240 shares of restricted stock on 2026-08-08. The award was granted under the company’s Long-Term Incentive Plan and vests one year from the grant date, subject to continued service. Following this grant, Andrew directly holds 26,786 shares of the company’s stock.
SCHULTZ ALEX P reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director Alex P. Schultz received a grant of 3,240 shares of restricted stock as an award under the company’s Long-Term Incentive Plan. The restricted stock vests one year from the grant date, subject to continued service, bringing Schultz’s directly held shares to 341,746.
Reynolds Catherine B reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director Catherine B. Reynolds received a grant of 3,240 shares of restricted stock on 2026-08-08 as a compensation-related award. These shares were granted at a stated price of $0.00 per share under a Long-Term Incentive Plan and will vest one year from the grant date, subject to her continued service. Following this award, she directly holds 85,493 shares of the company’s stock.
Smith, Jr. Thomas S. reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director Thomas S. Smith, Jr. received a grant of 3,240 shares of Restricted Stock on 2026-08-08. The award was granted at $0.00 per share under a Long-Term Incentive Plan and vests one year from the grant date, subject to continued service. Following this grant, Smith directly holds 48,728 shares of company stock.
Reavis Annette J. reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director Annette J. Reavis received a grant of 3,240 shares of restricted stock as an award under a Long-Term Incentive Plan. The restricted stock vests one year from the grant date, subject to continued service, bringing her direct holdings to 26,786 shares.
Kaufman Pamela O. reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director Pamela O. Kaufman received a grant of 3,240 shares of restricted stock under a Long-Term Incentive Plan. The restricted stock vests one year from the grant date, subject to continued service, bringing her direct holdings to 26,786 shares.
Lindblad Sven-Olof reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director and more-than-10% shareholder Sven-Olof Lindblad received a grant of 3,240 shares of Restricted Stock on 2026-08-08. The award was granted at $0.00 per share under a Long-Term Incentive Plan and will vest one year from the grant date, subject to continued service. Following this grant, Sven-Olof Lindblad directly owns 10,687,202 shares of the company’s stock.
FAHEY JOHN M JR reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director John M. Fahey Jr. received an award of 3,240 shares of restricted stock on August 8, 2026. The grant was made at a stated price of $0.00 per share under a Long-Term Incentive Plan and will vest one year from the grant date, subject to continued service. Following this award, Fahey directly holds 113,726 shares of the company’s stock.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director Mark Ein received a grant of 3,240 shares of restricted stock on August 8, 2026 under a Long-Term Incentive Plan. The award vests one year from grant, subject to continued service, bringing his directly held equity reported in this filing to 331,842 shares. Ein is also deemed to beneficially own 3,005,117 shares of common stock held indirectly through Capital Acquisition Management 2 LLC and maintains an indirect prepaid variable forward sale contract over 300,000 underlying common shares. That forward, entered into with Citibank, N.A. on May 29, 2026, has a forward floor price of $20.16, a forward cap price of $31.36, is divided into 10 components of up to 30,000 shares each, and contemplates settlement during a period from June 12, 2029 to June 26, 2029. In connection with the transaction, Ein will pay an upfront cash amount of $255,360 to Citibank.
Dryden L. Dyson reported acquisition or exercise transactions in this Form 4 filing.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director Dryden L. Dyson received a grant of 3,240 shares of restricted stock on 2026-08-08. The award was granted at $0.00 per share under a Long-Term Incentive Plan and vests one year from the grant date, subject to continued service. Following this grant, Dyson directly holds 951,348 shares of the company’s stock.