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LINDBLAD EXPEDITIONS HOLDINGS, INC. director Mark Ein entered into a prepaid variable share forward transaction with Citibank involving 300,000 shares of Lindblad common stock as the underlying security. The contract is structured as 10 Components, each tied to up to 30,000 shares.
For any Funded Component, Ein may receive from Citibank the present value of the product of the relevant Subject Number of shares and a forward floor price of $20.16 per share. On settlement dates tied to scheduled valuation dates between June 12, 2029 and June 26, 2029, he must deliver to Citibank either up to 30,000 shares per Funded Component or cash equal to their value, under the transaction terms.
The forward cap price is $31.36 per share, and Ein will make an upfront cash payment of $255,360 to Citibank. A separate footnote notes that an affiliated entity, Capitol Acquisition Management 2 LLC, acquired 3,456,416 Lindblad shares in 2015, which are beneficially owned through an entity controlled by Ein.
Lindblad Expeditions Holdings reported a Form 144 notice showing a sale of 1,000,000 shares. The filing lists a sale by Mark Ein of 1,000,000 shares of common stock on 05/08/2026. The filing also lists 3,456,416 shares under "Securities To Be Sold" in the excerpt.
Lindblad Expeditions Holdings, Inc. reported proposed affiliate sales of Common Stock under Rule 144 by John M. Fahey, Jr. The filing lists five transactions in the past three months: 7,768 shares on 03/10/2026, 3,500 shares on 05/12/2026, and three smaller dispositions of 1,000, 1,000, and 2,000 shares on 05/13/2026, 05/15/2026, and 05/26/2026, respectively.
The Charles Schwab Corporation submitted a notice under Rule 144 regarding proposed sales of Common shares consisting of previously granted Restricted Stock Awards. The excerpt lists award grant dates and share counts, including 10,621, 7,319, 8,526, 16,666, and 9,615 shares tied to grant dates between 08/08/2018 and 07/15/2024.
Filing details and the mechanics of any sale (timing, broker methods, or whether proceeds go to the issuer) are not present in the provided excerpt.
LINDBLAD EXPEDITIONS HOLDINGS, INC. Chief Expedition Officer Trey Byus reported an open-market sale of 10,000 shares of common stock at $20.05 per share. After this transaction, he directly owns 101,530 shares, indicating he retains a substantial equity stake in the company.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director John M. Jr. Fahey reported an open-market sale of 2,000 shares of restricted stock on May 21, 2026 at a weighted average price of $20.26 per share. After this transaction, he directly holds 112,486 shares of the company’s stock.
LINDBLAD EXPEDITIONS HOLDINGS, INC. director John M. Fahey Jr. reported an open-market sale of 1,000 shares of restricted stock on May 14, 2026 at a weighted average price of $19.395 per share, in trades ranging from $19.43 to $19.48. After the sale, he holds 117,486 shares directly.
LINDBLAD EXPEDITIONS HOLDINGS, INC. files Amendment No. 4 to a Schedule 13G/A as an "exit filing" jointly submitted by MSD Partners, MSD SIF Partners II, LLC and Gregg R. Lemkau. The filing reports beneficial ownership of 3,270,566 shares (4.99%) by Gregg R. Lemkau and 1,635,281 shares (2.49%) by MSD Partners, calculated on 65,571,318 shares outstanding as of April 27, 2026. The statement discloses shared voting and dispositive power for the Reporting Persons and includes a Joint Filing Agreement dated May 15, 2026.
Ariel Investments, LLC reports beneficial ownership of 3,439,063 shares of Lindblad Expeditions Holdings common stock, representing 5.3% of the class as disclosed on this Schedule 13G/A. The filing shows sole voting power of 2,861,776 shares and sole dispositive power of 3,439,063.
The report notes these holdings are held on behalf of adviser clients and that no single client has an economic interest exceeding 5%. The filing is signed by a company compliance officer on 05/14/2026.
Lindblad Expeditions Holdings director John M. Fahey Jr. reported open-market sales of restricted stock over two days. On May 11, 2026, he sold 3,500 shares at a weighted average price of $20.0386 per share. On May 12, 2026, he sold an additional 1,000 shares at a weighted average price of $19.395 per share. In total, he sold 4,500 shares and now directly holds 118,486 shares of Lindblad Expeditions common stock, indicating he retains the vast majority of his position. The reported prices reflect multiple trades within stated intraday ranges on each date.