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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September
3, 2025
LINDBLAD EXPEDITIONS HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
| Delaware | |
001-35898 | |
27-4749725 |
(State or other jurisdiction
of incorporation) | |
(Commission
File Number) | |
(IRS Employer
Identification
No.) |
| 96
Morton Street, 9th Floor, New
York, New York | |
10014 |
| (Address of principal executive
offices) | |
(Zip Code) |
Registrant’s
telephone number including area code: (212) 261-9000
(Former
name or former address, if changed since last report)
Securities
registered pursuant to Section 12(b) of the Act:
| Title of each class | |
Trading Symbol(s) | |
Name of each exchange on which registered |
| | |
| |
|
| Common
Stock, par value $0.0001 per share | |
LIND | |
The NASDAQ Stock
Market LLC |
Securities registered pursuant to Section 12(g) of the Act:
None
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.02(b) | Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers. |
In
furtherance of Lindblad Expeditions Holdings, Inc.’s (the “Company”) efforts to adopt an organizational structure better
aligned with its long-term strategic goals, the consolidation of all direct and trade sales under Kathi Riddle, newly appointed as SVP,
Chief Sales Officer, and the recent appointment of a revenue manager officer, neither of whom are section 16 officers, on September 3,
2025, the Company eliminated the Chief Commercial Officer position with the departure of Noah Brodsky effective October 18, 2025. The
revenue and sales functions will report directly to the CEO. The Company thanks Mr. Brodsky for his contributions during his tenure with
the Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
LINDBLAD EXPEDITIONS HOLDINGS, INC.
(registrant) |
| |
|
| September 5, 2025 |
By: |
/s/
Natalya Leahy |
| |
|
Chief Executive Officer |
