Charles Schwab Co. (LIND) lists proposed resale of restricted awards

Rhea-AI Filing Summary

The Charles Schwab Corporation submitted a notice under Rule 144 regarding proposed sales of Common shares consisting of previously granted Restricted Stock Awards. The excerpt lists award grant dates and share counts, including 10,621, 7,319, 8,526, 16,666, and 9,615 shares tied to grant dates between 08/08/2018 and 07/15/2024.

Filing details and the mechanics of any sale (timing, broker methods, or whether proceeds go to the issuer) are not present in the provided excerpt.

Insights

Securities Attorney

Rule 144 notice lists proposed resale of restricted shares by an affiliate.

The filing enumerates specific Restricted Stock Award grants and share counts tied to grant dates; these entries indicate the sources of shares that may be sold under Rule 144. The excerpt does not state distribution methods, trading windows, or purchaser mechanics.

Because timing and proceeds treatment are absent, legal and compliance implications depend on additional disclosure; subsequent filings or broker documentation will clarify whether sales occur under standard resale channels or other methods.

Key Figures

Form type: Form 144 Award shares (1): 10,621 shares Award shares (2): 7,319 shares +3 more

6 metrics

Form type Form 144 Rule 144 notice of proposed sale

Award shares (1) 10,621 shares Restricted Stock Award dated 08/08/2019

Award shares (2) 7,319 shares Restricted Stock Award dated 08/08/2018

Award shares (3) 8,526 shares Restricted Stock Award dated 08/06/2021

Award shares (4) 16,666 shares Restricted Stock Award dated 07/15/2024

Award shares (5) 9,615 shares Restricted Stock Award dated 08/08/2023

Key Terms

Restricted Stock Award, Form 144, Rule 144 notice

3 terms

Restricted Stock Award financial

"Restricted Stock Award | Issuer | 10621 | 08/08/2019"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 notice regulatory

"144: Securities Sold During The Past 3 Months"

A Rule 144 notice is a public filing that an insider or holder of restricted stock submits when they plan to sell shares that aren’t freely tradable yet; it lists how many shares they intend to sell and under what conditions. For investors, it matters because it signals potential insider selling and an upcoming increase in shares available to the market—similar to someone announcing a big garage sale, which can affect supply and price expectations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 05/28/2026 - 04:20 PM Accepted by SEC EDGAR 05/28/2026 - 04:20 PM Learn about SEC filing dates

FAQ

What does the Form 144 excerpt for LIND show?

It shows a Rule 144 notice listing Restricted Stock Awards for The Charles Schwab Corporation with grant dates and share counts. The excerpt lists 10,621; 7,319; 8,526; 16,666; 9,615 shares tied to various grant dates.

Does the excerpt state when the shares will be sold?

No. The provided excerpt does not disclose sale timing or the proposed sale methods. It only lists grant dates and share counts; any timing or broker instructions are not included in the visible text.

Are proceeds from the sale paid to the issuer according to this excerpt?

The excerpt does not state proceeds treatment. There is no explicit language indicating whether proceeds would be paid to the issuer or to selling holders in the provided text.

Which specific awards and share counts are listed in the filing?

The filing lists five Restricted Stock Award entries with counts and grant dates: 10,621 (08/08/2019), 7,319 (08/08/2018), 8,526 (08/06/2021), 16,666 (07/15/2024), and 9,615 (08/08/2023).

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	The Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	52747	1155500.00	65571318	05/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/08/2019	Restricted Stock Award	Issuer			10621	08/08/2019	N/A
Common	08/08/2018	Restricted Stock Award	Issuer			7319	08/08/2018	N/A
Common	08/06/2021	Restricted Stock Award	Issuer			8526	05/28/2026	N/A
Common	07/15/2024	Restricted Stock Award	Issuer			16666	07/15/2024	N/A
Common	08/08/2023	Restricted Stock Award	Issuer			9615	08/08/2023	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)