Charles Schwab filing: 52,747 shares sold; LIND (reported $1.22M)

Rhea-AI Filing Summary

The filing is a Form 144 notice for The Charles Schwab Corporation (symbol LIND in the excerpt) reporting proposed sales of Common Stock tied to restricted stock awards granted on 08/08/2020, 08/08/2022, 08/08/2024, and 09/15/2024. The filing also reports 52,747 shares sold during the past three months for proceeds of $1,218,060.10.

Insights

Corporate Securities Specialist

Routine Rule 144 resale notice; reported recent dispositions.

The excerpt lists proposed resale of Common Stock tied to four Restricted Stock Award grant dates and shows 52,747 shares sold in the prior three months for $1,218,060.10. This is presented as a regulatory notice of intended or recent sales.

Cash‑flow treatment and whether the listed award lots are the ones being resold are not specified in the excerpt; subsequent filings would clarify timing and methods.

Equity Compliance Analyst

Disclosure focuses on award grant dates and per‑lot share counts rather than pricing mechanics.

The filing enumerates four award grant dates with share counts (6,348; 5,655; 8,276; 16,667) and a separate reported sale of 52,747 shares. The snippet ties one sale aggregate to a dollar amount of $1,218,060.10.

Regulatory qualifiers such as lockup, exemption basis, or broker methods are not present in the excerpt; readers should consult the full Form 144 for those specifics.

Key Figures

Form type: Form 144 Shares sold (past 3 months): 52,747 shares Proceeds reported: $1,218,060.10 +4 more

7 metrics

Form type Form 144 Rule 144 resale notice

Shares sold (past 3 months) 52,747 shares Reported sale date 05/29/2026

Proceeds reported $1,218,060.10 Aggregate value paired with the 52,747 share sale

Award lot 08/08/2020 6,348 shares Restricted Stock Award grant date 08/08/2020

Award lot 08/08/2022 5,655 shares Restricted Stock Award grant date 08/08/2022

Award lot 08/08/2024 8,276 shares Restricted Stock Award grant date 08/08/2024

Award lot 09/15/2024 16,667 shares Restricted Stock Award grant date 09/15/2024

Key Terms

Restricted Stock Award, Form 144, Proceeds

3 terms

Restricted Stock Award financial

"Restricted Stock Award | Issuer | ... | 08/08/2020 | 6,348"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Proceeds financial

"52747 | 1218060.10"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	The Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	36946	829507.90	65571318	06/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/08/2020	Restricted Stock Award	Issuer			6348	08/08/2020	N/A
Common	08/08/2022	Restricted Stock Award	Issuer			5655	08/08/2022	N/A
Common	08/08/2024	Restricted Stock Award	Issuer			8276	08/08/2024	N/A
Common	09/15/2024	Restricted Stock Award	Issuer			16667	06/03/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Lindsay Dryden IV 11 W 42nd St. Ste. 22 B3 New York NY 10036	Common	05/29/2026	52747	1218060.10

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the LIND Form 144 report?

The Form 144 reports proposed or recent sales of Common Stock tied to restricted stock awards and regulatory resale intent. The excerpt lists grant dates and a prior three‑month sale of 52,747 shares for $1,218,060.10.

How many shares were sold in the past three months under this filing?

The excerpt shows 52,747 shares were sold in the past three months. The filing pairs that count with reported proceeds of $1,218,060.10 in the same summary row.

Which restricted stock award grant dates are listed in the Form 144 excerpt?

The excerpt lists restricted stock award grant dates of 08/08/2020, 08/08/2022, 08/08/2024, and 09/15/2024, each followed by a per‑lot share count in the table.

What share counts are shown for the award lots in the excerpt?

The table shows award lot share counts of 6,348, 5,655, 8,276, and 16,667 associated with the listed grant dates in the filing excerpt.

Does the excerpt state how the shares will be sold or who receives proceeds?

The excerpt does not state distribution methods or who receives proceeds. The provided lines list award dates, lot counts, and a past three‑month sale with proceeds but omit sale method and payee details.