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  4. [144] LINDBLAD EXPEDITIONS HOLDINGS, INC. SEC Filing

Lindblad Expeditions (LIND) Form 144 lists multiple restricted stock lots for sale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Lindblad Expeditions submitted a Form 144 notice regarding proposed sales of Common Stock consisting of restricted shares originally acquired as compensation. The filing lists multiple award lots with grant dates between 08/08/2018 and 08/08/2023

The entries show specific restricted stock award lot sizes such as 7,330, 3,456, 9,784, and others; the filing documents the lots and dates for proposed disposition under Rule 144 procedures.

Positive

  • None.

Negative

  • None.

Insights

Form 144 lists restricted stock award lots proposed for sale; procedural notice rather than completed sales.

The Form 144 excerpt catalogs multiple Restricted Stock Awards in Common Stock with grant dates and lot sizes (for example, 7,330 shares on 08/08/2019, 9,784 on 03/11/2020). This notice is the regulatory step required before selling restricted/control securities under Rule 144.

Timing and actual sale proceeds are not stated in the excerpt; subsequent filings or broker confirmations would show completed transactions and cash‑flow treatment.

Form type Form 144 Regulatory notice of proposed sale
Award lot 7,330 shares Granted <date>08/08/2019</date>
Award lot 3,456 shares Granted <date>08/06/2021</date>
Award lot 9,784 shares Granted <date>03/11/2020</date>
Award lot 4,785 shares Granted <date>08/08/2023</date>
Award lot 5,655 shares Granted <date>08/08/2022</date>
Restricted Stock Awards regulatory
"Acquired as compensation -- Restricted Stock Awards"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
Form 144 regulatory
"Filer Information | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Rule 144 regulatory
"Securities To Be Sold ... Acquired as compensation -- Restricted Stock Awards"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

What does Lindblad Expeditions' Form 144 mean for shareholders?
It is a regulatory notice of proposed sales of restricted common stock by holders. The filing lists award lots and grant dates but does not confirm completed sales or proceeds.

How many restricted stock award lots are listed in the Lindblad (LIND) Form 144?
The excerpt lists multiple award lots with specific sizes such as 7,330, 3,456, 4,262, and 9,784. Each line shows a grant date and the lot size in shares.

Are the shares in the Form 144 sale lots acquired as compensation?
Yes. The filing identifies each listed block as "Acquired as compensation -- Restricted Stock Awards," indicating the shares originated from compensation grants.

Does the Form 144 excerpt state the sale proceeds or timing?
No. The provided excerpt lists grant dates and lot sizes but does not disclose sale prices, proceeds, or exact timing for the proposed dispositions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR