Lindblad Expeditions files Form 144 for restricted shares

Lindblad Expeditions submitted a Form 144 notice regarding proposed sales of Common Stock consisting of restricted shares originally acquired as compensation.

Rhea-AI Filing Summary

Lindblad Expeditions submitted a Form 144 notice regarding proposed sales of Common Stock consisting of restricted shares originally acquired as compensation. The filing lists multiple award lots with grant dates between 08/08/2018 and 08/08/2023

The entries show specific restricted stock award lot sizes such as 7,330, 3,456, 9,784, and others; the filing documents the lots and dates for proposed disposition under Rule 144 procedures.

Insights

Securities Counsel

Form 144 lists restricted stock award lots proposed for sale; procedural notice rather than completed sales.

The Form 144 excerpt catalogs multiple Restricted Stock Awards in Common Stock with grant dates and lot sizes (for example, 7,330 shares on 08/08/2019, 9,784 on 03/11/2020). This notice is the regulatory step required before selling restricted/control securities under Rule 144.

Timing and actual sale proceeds are not stated in the excerpt; subsequent filings or broker confirmations would show completed transactions and cash‑flow treatment.

Key Figures

Form type: Form 144 Award lot: 7,330 shares Award lot: 3,456 shares +3 more

6 metrics

Form type Form 144 Regulatory notice of proposed sale

Award lot 7,330 shares Granted <date>08/08/2019</date>

Award lot 3,456 shares Granted <date>08/06/2021</date>

Award lot 9,784 shares Granted <date>03/11/2020</date>

Award lot 4,785 shares Granted <date>08/08/2023</date>

Award lot 5,655 shares Granted <date>08/08/2022</date>

Key Terms

Restricted Stock Awards, Form 144, Rule 144

3 terms

Restricted Stock Awards regulatory

"Acquired as compensation -- Restricted Stock Awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"Securities To Be Sold ... Acquired as compensation -- Restricted Stock Awards"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Lindblad Expeditions' Form 144 mean for shareholders?

It is a regulatory notice of proposed sales of restricted common stock by holders. The filing lists award lots and grant dates but does not confirm completed sales or proceeds.

How many restricted stock award lots are listed in the Lindblad (LIND) Form 144?

The excerpt lists multiple award lots with specific sizes such as 7,330, 3,456, 4,262, and 9,784. Each line shows a grant date and the lot size in shares.

Are the shares in the Form 144 sale lots acquired as compensation?

Yes. The filing identifies each listed block as "Acquired as compensation -- Restricted Stock Awards," indicating the shares originated from compensation grants.

Does the Form 144 excerpt state the sale proceeds or timing?

No. The provided excerpt lists grant dates and lot sizes but does not disclose sale prices, proceeds, or exact timing for the proposed dispositions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/17/2026 - 06:26 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001726313
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Lindblad Expeditions Holdings, Inc.
SEC File Number	001-35898
Address of Issuer	11 W 42nd Street Suite 22 B3 New York NEW YORK 10036
Phone	1-212-261-9000
Name of Person for Whose Account the Securities are To Be Sold	Michael Elliott Bisnow
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	44642	1069622.32	65571318	06/17/2026	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/08/2019	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			7330	08/08/2019	Compensation
Common Stock	08/06/2021	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			3456	08/06/2021	Compensation
Common Stock	08/06/2021	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			4262	08/06/2021	Compensation
Common Stock	08/06/2021	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			808	08/06/2021	Compensation
Common Stock	08/08/2018	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			1807	08/08/2018	Compensation
Common Stock	08/08/2023	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			4785	08/08/2023	Compensation
Common Stock	03/11/2020	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			2446	03/11/2020	Compensation
Common Stock	03/11/2020	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			9784	03/11/2020	Compensation
Common Stock	08/08/2022	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			5655	08/08/2022	Compensation
Common Stock	08/08/2020	Acquired as compensation -- Restricted Stock Awards	Lindblad Expeditions Holdings			4309	08/08/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	All shares are to be sold by Umbrella Holding Co. LLC.
Date of Notice	06/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of Michael Elliott Bisnow
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)