Lindblad Expeditions (LIND) CEO reports 15,000-share Form 4 tax/exercise disposition

Rhea-AI Filing Summary

LINDBLAD EXPEDITIONS HOLDINGS, INC. CEO Natalya Leahy reported a Form 4 transaction involving company Class A common stock. On 2026-07-17, 15,000 shares were delivered or withheld for payment of exercise price or tax liability at $27.67 per share. Following this disposition, Leahy directly holds 238,731 shares of Class A common stock.

Insider Trade Summary

Net Seller: 15,000 shares

Net Sell 1 txn

Insider Leahy Natalya

Role CEO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A common stock, par value $0.01 per share	15,000	$27.67	$415K

Holdings After Transaction: Class A common stock, par value $0.01 per share — 238,731 shares (Direct)

Key Figures

Shares delivered/withheld: 15,000 shares Transaction price per share: $27.67 per share Shares held after transaction: 238,731 shares

3 metrics

Shares delivered/withheld 15,000 shares Shares used for payment of exercise price or tax liability on 2026-07-17

Transaction price per share $27.67 per share Price applied to the 15,000-share exercise-price-or-tax-liability disposition

Shares held after transaction 238,731 shares Direct Class A common stock holdings of CEO Natalya Leahy following the Form 4 transaction

Key Terms

Payment of exercise price or tax liability by delivering or withholding securities, Class A common stock, par value $0.01 per share, non-derivative

3 terms

Payment of exercise price or tax liability by delivering or withholding securities financial

"transaction code F description: Payment of exercise price or tax liability by delivering or withholding securities"

Class A common stock, par value $0.01 per share financial

"security title is Class A common stock, par value $0.01 per share"

non-derivative financial

"transaction_type is non-derivative for the reported Class A common stock"

FAQ

What did LIND CEO Natalya Leahy report in this Form 4?

CEO Natalya Leahy reported that 15,000 shares of LINDBLAD EXPEDITIONS HOLDINGS Class A common stock were delivered or withheld to pay exercise price or tax liability at $27.67 per share on 2026-07-17.

How many LIND shares does CEO Natalya Leahy hold after this transaction?

After the reported disposition related to exercise price or tax liability, CEO Natalya Leahy directly holds 238,731 shares of LINDBLAD EXPEDITIONS HOLDINGS Class A common stock, according to the Form 4 filing data.

Was the LIND CEO’s Form 4 transaction a market sale or a tax/exercise-related event?

The Form 4 uses code F, described as payment of exercise price or tax liability by delivering or withholding securities. It is not reported as an open-market purchase or sale transaction.

What price per share was used for the LIND CEO’s Form 4 share disposition?

The reported transaction used a price of $27.67 per share for the 15,000 LINDBLAD EXPEDITIONS HOLDINGS Class A common shares delivered or withheld for exercise price or tax liability purposes.

Does this LIND Form 4 indicate any Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked (aff_10b5_one is false), and the provided data does not reference any pre-arranged trading plan governing this transaction.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/12/2026 - 04:18 PM Accepted by SEC EDGAR 08/12/2026 - 04:17 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Leahy Natalya

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock, par value $0.01 per share	07/17/2026		F		15,000	D	$27.67	238,731	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ John J.Wolfel, Attorney-in-Fact for Natalya Leahy	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)