Lindblad CEO granted 10,664 restricted units

CEO Natalya Leahy received a time-vested restricted stock unit award, increasing her direct common stock holdings in LIND to 249,395 shares.

Rhea-AI Filing Summary

LINDBLAD EXPEDITIONS HOLDINGS, INC. (symbol: LIND) is the issuer of record for a Form 4 filing submitted to the SEC. Leahy Natalya reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) reported that chief executive officer Natalya Leahy received an equity compensation award of 10,664 shares of common stock in the form of restricted stock units on September 1, 2026. These units vest in three equal installments on March 31, 2027, 2028 and 2029, subject to continued service. Following this award, she holds 249,395 shares of common stock directly. No Rule 10b5-1 trading plan is reported for this award.

Insider Trade Summary

Grant/Award: 10,664 shares

Grant/Award 1 txn

Insider Leahy Natalya

Role CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	10,664	$0.00	$0.00

Holdings After Transaction: Common Stock — 249,395 shares (Direct)

Footnotes (1)

1. F1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

Key Figures

Restricted stock units awarded: 10,664 units Vesting dates: March 31, 2027; March 31, 2028; March 31, 2029 Per-share value reported for award: $0.00 per unit +1 more

4 metrics

Restricted stock units awarded 10,664 units Equity award to CEO on September 1, 2026

Vesting dates March 31, 2027; March 31, 2028; March 31, 2029 One-third of the restricted stock units vest on each date, subject to continued service

Per-share value reported for award $0.00 per unit Reflects equity compensation grant, not a market purchase

Shares held after transaction 249,395 shares Direct common stock holdings of CEO following the award

Key Terms

restricted stock units, continued service

2 terms

restricted stock units financial

"Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

continued service financial

"vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did LIND report for CEO Natalya Leahy on this Form 4?

The company reported that CEO Natalya Leahy received an award of 10,664 restricted stock units of common stock on September 1, 2026 as an equity compensation grant, rather than a market purchase.

How many LIND shares does CEO Natalya Leahy hold after this award?

After the reported award, CEO Natalya Leahy directly holds 249,395 shares of Lindblad Expeditions Holdings, Inc. common stock, according to the Form 4 disclosure.

What is the vesting schedule for the 10,664 restricted stock units reported by LIND?

The 10,664 restricted stock units vest in three equal installments, with one-third vesting on March 31, 2027, one-third on March 31, 2028, and one-third on March 31, 2029, all subject to continued service.

Did LIND indicate a purchase price for the restricted stock units awarded to the CEO?

The award was reported with a per-share value of $0.00, reflecting that it is a compensation grant of restricted stock units rather than a purchase of shares in the open market.

Was the LIND CEO’s equity award made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that the Rule 10b5-1 trading plan box is not checked, so no Rule 10b5-1 plan is reported in connection with this restricted stock unit award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 05:53 PM EDT Accepted by SEC EDGAR 09/03/2026 - 04:41 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Leahy Natalya

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		A(1)		10,664	A	$0	249,395	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

	/s/ John J.Wolfel, Attorney-in-Fact for Natalya Leahy	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)