Lindblad CFO granted 4,503 restricted shares

LIND’s CFO received a new 4,503-share restricted stock unit award that vests annually from 2027 to 2029, increasing his direct holdings to 63,742 shares.

Rhea-AI Filing Summary

LINDBLAD EXPEDITIONS HOLDINGS, INC. (symbol: LIND) is the issuer of record for a Form 4 filing submitted to the SEC. Goldberg Frederick reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) reported that its Chief Financial Officer, Frederick Goldberg, received an equity compensation award of 4,503 shares of Common Stock on September 1, 2026. The award is in the form of restricted stock units that vest in three equal installments in 2027, 2028, and 2029, and brings his directly held stake to 63,742 shares. No Rule 10b5-1 trading plan is reported in connection with this grant.

Insider Trade Summary

Grant/Award: 4,503 shares

Grant/Award 1 txn

Insider Goldberg Frederick

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	4,503	$0.00	$0.00

Holdings After Transaction: Common Stock — 63,742 shares (Direct)

Footnotes (1)

1. F1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

Key Figures

Restricted stock units granted: 4,503 shares Price per share for award: $0.00 per share Shares held after transaction: 63,742 shares +3 more

6 metrics

Restricted stock units granted 4,503 shares Equity award to CFO on September 1, 2026

Price per share for award $0.00 per share Reported grant price for the 4,503-share RSU award

Shares held after transaction 63,742 shares CFO’s directly held LIND Common Stock following the grant

Vesting date first tranche March 31, 2027 One-third of the 4,503 RSUs vest on this date

Vesting date second tranche March 31, 2028 Second one-third of the RSUs vest on this date

Vesting date third tranche March 31, 2029 Final one-third of the RSUs vest on this date

Key Terms

restricted stock units, Common Stock, continued service

3 terms

restricted stock units financial

"Represents award of restricted stock units vesting one-third on March 31, 2027"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"security title is reported as Common Stock for the 4,503-share award"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

continued service financial

"vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did LIND’s CFO report in this Form 4 filing?

Frederick Goldberg, Chief Financial Officer of LIND, reported receiving an award of 4,503 restricted stock units of Common Stock on September 1, 2026, as equity compensation. The award vests over time and increased his directly held stake to 63,742 shares.

How many LIND shares were granted to the CFO and at what price?

The CFO was granted 4,503 shares of LIND Common Stock in the form of restricted stock units. The transaction price is reported as $0.00 per share, reflecting a compensation grant rather than a market purchase.

When do the newly granted LIND restricted stock units vest?

The 4,503 restricted stock units granted to LIND’s CFO vest in three equal installments, one-third on March 31, 2027, one-third on March 31, 2028, and one-third on March 31, 2029, subject to continued service.

What are the CFO’s LIND share holdings after this Form 4 transaction?

After the reported grant, LIND’s Chief Financial Officer directly holds 63,742 shares of Common Stock. This figure includes the newly awarded 4,503 restricted stock units as reported in the Form 4 filing.

Was the LIND CFO’s equity award made under a Rule 10b5-1 trading plan?

No. The Form 4 filing for LIND indicates that the Rule 10b5-1 plan checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with this restricted stock unit grant.

Is this LIND Form 4 transaction a market buy or sale of shares?

No. The transaction is reported as a grant or award of 4,503 restricted stock units at $0.00 per share, rather than a market purchase or sale. It represents equity compensation to the Chief Financial Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 05:53 PM EDT Accepted by SEC EDGAR 09/03/2026 - 04:39 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldberg Frederick

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026		A(1)		4,503	A	$0	63,742	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

	/s/ John J. Wolfel, Attorney-in-Fact for Frederick Goldberg	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)