Lindblad Expeditions director granted 3,240 restricted shares

Reynolds Catherine B reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Reynolds Catherine B reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director Catherine B. Reynolds received a grant of 3,240 shares of restricted stock on 2026-08-08 as a compensation-related award. These shares were granted at a stated price of $0.00 per share under a Long-Term Incentive Plan and will vest one year from the grant date, subject to her continued service. Following this award, she directly holds 85,493 shares of the company’s stock.

Insider Trade Summary

Grant/Award: 3,240 shares

Grant/Award 1 txn

Insider Reynolds Catherine B

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock F1	3,240	$0.00	$0.00

Holdings After Transaction: Restricted Stock — 85,493 shares (Direct)

Footnotes (1)

1. F1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Key Figures

Restricted stock granted: 3,240 shares Shares held after transaction: 85,493 shares Grant vesting period: 1 year +1 more

4 metrics

Restricted stock granted 3,240 shares Grant to director Catherine B. Reynolds on 2026-08-08

Shares held after transaction 85,493 shares Total direct holdings by Catherine B. Reynolds following the award

Grant vesting period 1 year Restricted stock vests one year from grant date, subject to continued service

Stated grant price per share $0.00 Reported price per share for the restricted stock award

Key Terms

Restricted Stock, Long-Term Incentive Plan, continued service

3 terms

Restricted Stock financial

"Restricted stock granted under Long-Term Incentive Plan."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Long-Term Incentive Plan financial

"Restricted stock granted under Long-Term Incentive Plan."

A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

continued service financial

"The restricted stock vests one year from the date of grant, subject to continued service."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LINDBLAD EXPEDITIONS (LIND) disclose for Catherine B. Reynolds?

Catherine B. Reynolds received a grant of 3,240 shares of restricted stock on 2026-08-08. The award is a compensation-related acquisition under the company’s Long-Term Incentive Plan and increases her direct holdings to 85,493 shares.

When do the newly granted restricted shares to the LIND director vest?

The 3,240 restricted shares granted to director Catherine B. Reynolds vest one year from the grant date. Vesting is conditioned on her continued service with the company during that one-year period.

How many LINDBLAD EXPEDITIONS (LIND) shares does Catherine B. Reynolds hold after this Form 4 transaction?

After the reported award, Catherine B. Reynolds directly holds 85,493 shares of LINDBLAD EXPEDITIONS common stock. This figure includes the 3,240 shares of restricted stock granted on 2026-08-08 under the Long-Term Incentive Plan.

What type of security was granted to the LINDBLAD EXPEDITIONS (LIND) director?

The award consisted of restricted stock, a form of equity that is subject to vesting conditions. These 3,240 restricted shares were issued under a Long-Term Incentive Plan and vest after one year of continued service.

Was the LINDBLAD EXPEDITIONS (LIND) Form 4 transaction a market purchase or sale?

No market trade was reported; it was a grant of restricted stock coded as a compensation-related acquisition. The Form 4 shows an award of 3,240 shares at a stated price of $0.00 per share, not an open-market buy or sell.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/11/2026 - 05:42 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Reynolds Catherine B

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDING, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock	08/08/2026		A(1)		3,240	A	$0	85,493	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

	/s/ John J. Wolfel, Attorney-in-Fact for Catherine B. Reynolds	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)