Lindblad director awarded 3,240 restricted shares

Rhea-AI Filing Summary

Smith, Jr. Thomas S. reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. director Thomas S. Smith, Jr. received a grant of 3,240 shares of Restricted Stock on 2026-08-08. The award was granted at $0.00 per share under a Long-Term Incentive Plan and vests one year from the grant date, subject to continued service. Following this grant, Smith directly holds 48,728 shares of company stock.

Insider Trade Summary

Grant/Award: 3,240 shares

Grant/Award 1 txn

Insider Smith, Jr. Thomas S.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock F1	3,240	$0.00	$0.00

Holdings After Transaction: Restricted Stock — 48,728 shares (Direct)

Footnotes (1)

1. F1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Key Figures

Restricted Stock granted: 3,240 shares Grant price per share: $0.00 per share Holdings after transaction: 48,728 shares +1 more

4 metrics

Restricted Stock granted 3,240 shares Grant of Restricted Stock to director on 2026-08-08

Grant price per share $0.00 per share Reported transaction price for Restricted Stock grant

Holdings after transaction 48,728 shares Total direct shares held by Thomas S. Smith, Jr. following grant

Vesting period 1 year Restricted Stock vests one year from grant date, subject to continued service

Key Terms

Restricted Stock, Long-Term Incentive Plan, vests one year from the date of grant

3 terms

Restricted Stock financial

"Restricted stock granted under Long-Term Incentive Plan."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Long-Term Incentive Plan financial

"Restricted stock granted under Long-Term Incentive Plan."

A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

vests one year from the date of grant financial

"The restricted stock vests one year from the date of grant, subject"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LINDBLAD EXPEDITIONS (LIND) report for Thomas S. Smith, Jr.?

LINDBLAD EXPEDITIONS reported that director Thomas S. Smith, Jr. received 3,240 shares of Restricted Stock. The grant was made on 2026-08-08 at $0.00 per share under a Long-Term Incentive Plan.

How many LIND shares does Thomas S. Smith, Jr. hold after the latest Form 4?

After the reported grant, Thomas S. Smith, Jr. directly holds 48,728 shares of LINDBLAD EXPEDITIONS common stock. This total reflects the addition of 3,240 Restricted Stock shares reported in the Form 4 filing.

What are the vesting terms of the Restricted Stock granted to the LIND director?

The 3,240 Restricted Stock shares granted to the LIND director vest one year from the date of grant. Vesting is subject to continued service, as disclosed in the transaction footnote to the Form 4.

Was the Restricted Stock grant to the LIND director a market purchase or sale?

The transaction was a grant or award acquisition of Restricted Stock, not an open-market purchase or sale. The Form 4 lists the transaction code as "A", indicating a grant, award, or other acquisition.

Did the LIND insider pay anything for the 3,240 Restricted Stock shares?

The Form 4 shows a transaction price of $0.00 per share for the 3,240 Restricted Stock shares. This indicates the award was granted without a cash purchase price to the reporting director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/11/2026 - 05:41 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith, Jr. Thomas S.

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock	08/08/2026		A(1)		3,240	A	$0	48,728	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

	/s/ John J. Wolfel, Attorney-in-Fact for Thomas S. Smith, Jr.	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)