LivaNova PLC (LIVN) employee stock rights lead to 2,675-share sale

Rhea-AI Filing Summary

LivaNova PLC reports a planned sale of 2,675 shares of common stock on or about 08/11/2026, arising from the exercise of employee stock appreciation rights. The shares are expected to be sold through Merrill Lynch in a broker assisted cashless exercise on NASDAQ for an aggregate value of $209,942.40.

Key Figures

Shares to be sold: 2,675 shares Aggregate value: $209,942.40 Planned sale date: 08/11/2026

3 metrics

Shares to be sold 2,675 shares Common stock tied to exercise of employee stock appreciation rights

Aggregate value $209,942.40 Listed value for 2,675 common shares to be sold

Planned sale date 08/11/2026 Scheduled date for broker assisted cashless exercise and sale

Key Terms

Form 144, stock appreciation rights, broker assisted cashless exercise

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock appreciation rights financial

"Exercise of employee stock appreciation rights"

Stock appreciation rights (SARs) are a form of employee compensation that give the holder the right to receive the increase in a company's stock price over a set baseline, paid in cash or shares, without having to buy the stock. For investors, SARs matter because they can create future cash outflows or share dilution and signal how a company rewards and motivates executives — similar to giving a bonus tied directly to how well the company’s stock performs.

broker assisted cashless exercise financial

"Broker assisted cashless exercise"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/11/2026 - 04:12 PM Accepted by SEC EDGAR 08/11/2026 - 04:12 PM Learn about SEC filing dates

FAQ

What stock transaction involving LIVN is disclosed here?

The disclosure describes a planned sale of 2,675 shares of LivaNova PLC common stock, tied to the exercise of employee stock appreciation rights and executed as a broker assisted cashless exercise through Merrill Lynch.

How many LivaNova (LIVN) shares are planned to be sold and for what value?

The filing lists 2,675 common shares of LivaNova PLC with an aggregate value of $209,942.40. These shares relate to employee stock appreciation rights and are to be sold via a broker assisted cashless exercise.

When is the planned sale date for the LivaNova (LIVN) shares?

The shares are scheduled for sale on or about 08/11/2026. On that date, 2,675 common shares linked to employee stock appreciation rights are expected to be sold in a broker assisted cashless exercise on NASDAQ.

What is the origin of the LivaNova (LIVN) shares being sold?

The 2,675 shares arise from the exercise of employee stock appreciation rights. The transaction is structured as a broker assisted cashless exercise, meaning sale proceeds are used to cover costs associated with the rights exercise.

Which broker is involved in the LivaNova (LIVN) stock sale?

The transaction involves Merrill Lynch, located at 225 Liberty Street, Floor 37, New York, NY 10281. Merrill Lynch is handling the broker assisted cashless exercise and sale of the 2,675 LivaNova PLC common shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	2675	209942.40	55093507	08/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/11/2026	Exercise of employee stock appreciation rights	LivaNova PLC			2675	08/11/2026	Broker assisted cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)