LivaNova chief legal officer becomes reporting insider

LivaNova PLC (LIVN) reports that Anne M. Liddy, serving as Chief Legal Officer, has filed an initial Form 3 as a reporting insider.

Rhea-AI Filing Summary

LivaNova PLC (LIVN) reports that Anne M. Liddy, serving as Chief Legal Officer, has filed an initial Form 3 as a reporting insider. The filing lists no specific equity holdings or transactions at this time and includes a Power of Attorney as an exhibit.

Key Terms

Form 3, Chief Legal Officer, Power of Attorney

3 terms

Form 3 regulatory

"has filed an initial Form 3 as a reporting insider"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Legal Officer other

"Anne M. Liddy, serving as Chief Legal Officer, has filed"

A chief legal officer is a senior executive responsible for overseeing a company's legal matters, ensuring that its activities comply with laws and regulations. They act like a company's legal guide, helping to prevent legal problems and manage risks. For investors, understanding this role is important because it reflects how well a company manages legal risks that could impact its stability and reputation.

Power of Attorney regulatory

"includes a Power of Attorney as an exhibit"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

What does this Form 3 filing mean for LivaNova PLC (LIVN)?

It records that Anne M. Liddy, the Chief Legal Officer, is now a reporting insider of LivaNova PLC. The Form 3 is an initial statement of beneficial ownership and does not list any specific holdings or transactions in this filing.

Did the LivaNova PLC (LIVN) chief legal officer buy or sell shares in this Form 3?

No. The Form 3 for Anne M. Liddy shows no reported transactions. All transaction counters, including buy, sell, exercise, and gifts, are zero in the filing’s summary data.

What role does Anne M. Liddy have at LivaNova PLC (LIVN) in this Form 3?

Anne M. Liddy is identified as an officer of LivaNova PLC with the title Chief Legal Officer. She is not flagged as a director or a ten percent owner in this filing.

Does this LivaNova PLC (LIVN) Form 3 mention a Rule 10b5-1 trading plan?

No. The document-level indicator for a Rule 10b5-1 plan is null, and there are no footnotes describing any trading plan, so the filing does not state that trades were made under such a plan.

What exhibit is included with this LivaNova PLC (LIVN) Form 3?

The remarks section lists an exhibit described as “Ex 24 - Power of Attorney”. This typically authorizes another person to sign certain documents on behalf of the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:20 PM Accepted by SEC EDGAR 09/02/2026 - 04:19 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liddy Anne M.

(Last) (First) (Middle)

5220 VALIANT COURT

C/O LIVANOVA PLC

(Street)

GLOUCESTER GL3 4FE

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/31/2026

3. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Ex 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Sarah K. Mohr, Attorney-in-Fact	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)