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LivaNova (LIVN) director Story Brooke reports RSU vesting, tax withholding and new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LivaNova PLC director Story Brooke reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On June 15, 2026, 4,042 RSUs vested and were exercised into ordinary shares, and 486 of those shares were withheld to satisfy tax liabilities at a price of $79.70 per share.

Following these transactions, Brooke directly holds 9,788 ordinary shares. On the same date, Brooke also received a new grant of 2,383 RSUs under the company’s 2025 Director Incentive Award Plan, which are scheduled to vest on June 15, 2027, subject to continued service.

Positive

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Negative

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Insider Story Brooke
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 4,042 $0.00 $0.00
Grant/Award Restricted Stock Units 2,383 $0.00 $0.00
Exercise Ordinary Shares 4,042 $0.00 $0.00
Exercise Price or Tax Liability Ordinary Shares 486 $79.70 $39K
Holdings After Transaction: Restricted Stock Units — 2,383 shares (Direct); Ordinary Shares — 9,788 shares (Direct)
Footnotes (5)
  1. F1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.
  2. F2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.
  3. F3. Shares withheld to satisfy tax liability.
  4. F4. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.
  5. F5. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.
RSUs vested and exercised 4,042 shares RSUs settled into ordinary shares on June 15, 2026
Shares withheld for taxes 486 shares at $79.70 Tax liability settlement on June 15, 2026
New RSU grant 2,383 RSUs Granted under 2025 Director Incentive Award Plan
Shares held after transaction 9,788 ordinary shares Direct holdings following June 15, 2026 activity
RSU vesting date June 15, 2027 Scheduled vesting for new 2,383-RSU grant
Exercise/settlement price reference $79.70 per share Price used for tax-withholding disposition
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2025 Director Incentive Award Plan financial
"in accordance with the terms of the Company's 2025 Director Incentive Award Plan"
tax liability financial
"Shares withheld to satisfy tax liability."
vested restricted stock units financial
"Reporting person had vested restricted stock units (RSUs) settled in ordinary shares"

FAQ

What insider transactions did LivaNova (LIVN) director Story Brooke report?
Story Brooke reported RSU vesting, tax withholding, and a new RSU grant. 4,042 RSUs vested into ordinary shares, 486 shares were withheld for taxes, and 2,383 new RSUs were granted under the 2025 Director Incentive Award Plan.

How many LivaNova ordinary shares does Story Brooke hold after these transactions?
After the reported transactions, Story Brooke directly holds 9,788 LivaNova ordinary shares. This figure reflects the net result of RSU vesting, share issuance, and shares withheld to cover associated tax liabilities on June 15, 2026.

What was the nature of the tax-related share disposition by Story Brooke at LivaNova?
The filing shows a tax-withholding disposition of 486 ordinary shares at $79.70 per share. These shares were withheld by LivaNova to satisfy tax liabilities arising from the settlement of vested restricted stock units into ordinary shares.

What new RSU grant did Story Brooke receive from LivaNova (LIVN)?
Story Brooke received 2,383 restricted stock units under LivaNova’s 2025 Director Incentive Award Plan. Each RSU entitles the holder to one ordinary share, with the award scheduled to vest on June 15, 2027, subject to continued service conditions.

Were Story Brooke’s LivaNova transactions open-market buys or sells?
The reported transactions were not open-market buys or sells. They involved RSU vesting and exercise, a grant of new RSUs, and shares withheld to cover tax obligations, rather than discretionary purchases or sales on the open market.

What plan governs Story Brooke’s RSU awards at LivaNova?
The RSU awards are governed by LivaNova’s 2025 Director Incentive Award Plan. Under this plan, each RSU represents a contingent right to receive one ordinary share, subject to vesting schedules and the applicable award agreement terms.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Story Brooke
(Last)(First)(Middle)
20 EASTBOURNE TERRACE
(Street)
LONDONW2 6LG
(City)(State)(Zip)
UNITED KINGDOM
(Country)		2. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares06/15/2026M4,042A$0(1)(2)10,274D
Ordinary Shares06/15/2026F486(3)D$79.79,788D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/15/2026M4,042 (4) (4)Ordinary Shares4,042$00D
Restricted Stock Units(2)06/15/2026A2,383 (5) (5)Ordinary Shares2,383$02,383D
Explanation of Responses:
1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.
2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.
3. Shares withheld to satisfy tax liability.
4. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.
5. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.
Remarks:
/s/ Sarah K. Mohr, Attorney-in-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR