LivaNova director exercises RSUs, withholds shares for tax

LivaNova PLC director William A. Kozy reported equity compensation-related transactions involving ordinary shares and restricted stock units.

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Form Type

Rhea-AI Filing Summary

LivaNova PLC director William A. Kozy reported equity compensation-related transactions involving ordinary shares and restricted stock units. On June 15, 2026, previously vested RSUs were settled into 5,681 ordinary shares, and 682 of those shares were withheld to satisfy tax liability, leaving him with 37,566 ordinary shares held directly.

Kozy also received a new grant of 2,383 restricted stock units under the company’s 2025 Director Incentive Award Plan. These RSUs each represent a right to receive one ordinary share and are scheduled to vest on June 15, 2027, subject to continued service and the plan’s terms.

Insider Trade Summary

5,681 shares exercised/converted

Exercise 4 txns

Insider KOZY WILLIAM A

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,681	$0.00	$0.00
Grant/Award	Restricted Stock Units	2,383	$0.00	$0.00
Exercise	Ordinary Shares	5,681	$0.00	$0.00
Exercise Price or Tax Liability	Ordinary Shares	682	$79.70	$54K

Holdings After Transaction: Restricted Stock Units — 2,383 contracts (Direct); Ordinary Shares — 37,566 shares (Direct)

Footnotes (5)

F1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.
F2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.
F3. Shares withheld to satisfy tax liability.
F4. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.
F5. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Key Figures

RSUs settled into shares: 5,681 shares Shares withheld for taxes: 682 shares at $79.70 Ordinary shares held after transactions: 37,566 shares +2 more

5 metrics

RSUs settled into shares 5,681 shares Vested RSUs settled into LivaNova ordinary shares on June 15, 2026

Shares withheld for taxes 682 shares at $79.70 Shares withheld to satisfy tax liability on June 15, 2026

Ordinary shares held after transactions 37,566 shares Direct holdings following June 15, 2026 transactions

New RSU grant 2,383 RSUs RSUs granted under 2025 Director Incentive Award Plan, vesting June 15, 2027

Exercise/conversion price of RSUs $0.00 per RSU RSUs convert to ordinary shares at no cash exercise price

Key Terms

Restricted Stock Units, 2025 Director Incentive Award Plan, tax liability, contingent right

4 terms

Restricted Stock Units financial

"Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2025 Director Incentive Award Plan financial

"in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan)"

tax liability financial

"Shares withheld to satisfy tax liability."

contingent right financial

"Each RSU represents a contingent right to receive one ordinary share of the Company"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did LivaNova (LIVN) director William A. Kozy report?

William A. Kozy reported settlement of vested RSUs into 5,681 LivaNova ordinary shares, withholding 682 shares for taxes, and receiving a new grant of 2,383 restricted stock units scheduled to vest in 2027, all held directly as part of director compensation.

Did the LivaNova (LIVN) director make an open-market sale or purchase of shares?

The filing shows no open-market buy or sell. Shares were acquired through RSU settlement and a grant, while 682 shares were disposed of solely to cover tax liability, a standard non-market mechanism often used when equity awards vest for executives or directors.

How many LivaNova (LIVN) shares does William A. Kozy hold after these transactions?

After the June 15, 2026 transactions, William A. Kozy directly holds 37,566 LivaNova ordinary shares. In addition, he holds 2,383 restricted stock units that represent contingent rights to receive an equal number of ordinary shares if vesting conditions under the 2025 Plan are met.

What is the size and vesting schedule of the new LivaNova (LIVN) RSU grant?

Kozy received 2,383 restricted stock units under LivaNova’s 2025 Director Incentive Award Plan. Each RSU converts into one ordinary share. According to the filing, these RSUs vest on June 15, 2027, subject to his continued service and the plan’s award agreement conditions.

At what price were LivaNova (LIVN) shares withheld to cover the director’s tax liability?

The filing indicates 682 ordinary shares were withheld to satisfy tax liability at a price of $79.70 per share. This tax withholding disposition is coded as an F transaction and is distinct from an open-market sale, serving only to meet associated tax obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/17/2026 - 04:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KOZY WILLIAM A

(Last)

(First)

(Middle)

20 EASTBOURNE TERRACE

(Street)

LONDON

W2 6LG

(City)

(State)

(Zip)

UNITED KINGDOM

(Country)

2. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Ordinary Shares	06/15/2026		M		5,681	A	$0⁽¹⁾⁽²⁾	38,248	D
Ordinary Shares	06/15/2026		F		682⁽³⁾	D	$79.7	37,566	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	06/15/2026		M			5,681	⁽⁴⁾	⁽⁴⁾	Ordinary Shares	5,681	$0	0	D
Restricted Stock Units	⁽²⁾	06/15/2026		A		2,383		⁽⁵⁾	⁽⁵⁾	Ordinary Shares	2,383	$0	2,383	D

Explanation of Responses:

1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.

2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.

3. Shares withheld to satisfy tax liability.

4. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.

5. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.

Remarks:

	/s/ Sarah K. Mohr, Attorney-in-Fact	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR