Luckin Coffee (OTC: LKNCY) holder files to sell 300,000 ADS worth $11.1M

Rhea-AI Filing Summary

Tiger Brokers (NZ) Limited filed a notice to sell up to 300,000 American Depositary Shares of Luckin Coffee Inc., each ADS representing eight Class A ordinary shares. The proposed sale, valued at about $11,103,000.00, may occur on or after August 5, 2026 in OTC transactions. The same class has approximately 269,267,174 units outstanding; this is a baseline figure, not the amount being offered.

The filing also lists earlier cashless sales under share incentive plans: 37,074 ADS on December 31, 2021 and 262,926 ADS on December 31, 2022.

Key Figures

Proposed ADS to be sold: 300000 ADS Aggregate market value of proposed sale: $11,103,000.00 Outstanding securities of same class: 269,267,174 units +2 more

5 metrics

Proposed ADS to be sold 300000 ADS American Depositary Shares, each representing eight Class A ordinary shares

Aggregate market value of proposed sale $11,103,000.00 Value associated with 300,000 ADS in the notice of proposed sale

Outstanding securities of same class 269,267,174 units Approximate number of units of the same class outstanding

Prior cashless sale 2021 37,074 ADS Cashless sale on December 31, 2021 under share incentive plans

Prior cashless sale 2022 262,926 ADS Cashless sale on December 31, 2022 under share incentive plans

Key Terms

American Depositary Shares, share incentive plans, cashless, over-the-counter

4 terms

American Depositary Shares financial

"American Depositary Shares, each representing eight Class A ordinary shares"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

share incentive plans financial

"12/31/2021 | Share incentive plans | Luckin Coffee Inc."

cashless financial

"12/31/2022 | Cashless American Depositary Shares, each representing"

A cashless transaction is any deal settled without exchanging physical money; value is transferred by swapping or adjusting securities, like shares or options, rather than paying cash. For investors this matters because cashless settlements preserve a company’s cash balance but can change share counts or ownership percentages, affecting dilution, earnings per share and the value of holdings—similar to trading goods for goods instead of using cash at checkout.

over-the-counter financial

"08/05/2026 | OTC 144: Securities To Be Sold"

Over-the-counter describes securities or trades that occur directly between buyers and sellers rather than on a formal stock exchange. Think of it like buying at a flea market instead of a big supermarket: prices, rules and transparency can vary, which can mean lower liquidity, wider price swings and less regulatory oversight—factors investors watch because they affect ease of trading and risk level.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/05/2026 - 08:10 AM Accepted by SEC EDGAR 08/05/2026 - 08:10 AM Learn about SEC filing dates

FAQ

What does Luckin Coffee (LKNCY) disclose in this Form 144 filing?

The filing shows Tiger Brokers (NZ) Limited may sell up to 300,000 ADS of Luckin Coffee Inc. in OTC transactions, with an indicated market value of $11,103,000.00 as of the filing.

How many Luckin Coffee (LKNCY) ADS are planned for sale and what is their value?

The notice covers a proposed sale of 300,000 American Depositary Shares of Luckin Coffee, with an indicated aggregate market value of $11,103,000.00 based on the price information included in the disclosure.

When can the proposed Luckin Coffee (LKNCY) ADS sale begin?

The proposed sale of 300,000 ADS of Luckin Coffee may occur on or after August 5, 2026. The disclosure specifies this date as the earliest potential sale date for the over-the-counter transactions.

How many Luckin Coffee (LKNCY) securities of this class are outstanding?

The notice states approximately 269,267,174 securities of the same class are outstanding. This figure provides context for the 300,000 ADS proposed for sale but is not itself being registered or offered.

What prior sales of Luckin Coffee (LKNCY) ADS are reported in the past three months section?

The disclosure lists earlier cashless transactions under share incentive plans: 37,074 ADS on December 31, 2021 and 262,926 ADS on December 31, 2022, both relating to Luckin Coffee Inc..

Through what method are the planned Luckin Coffee (LKNCY) ADS sales expected to occur?

The filing indicates that the 300,000 ADS of Luckin Coffee may be sold in OTC (over-the-counter) transactions, as specified in the securities information section of the disclosure.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depositary Shares, each representing eight Class A ordinary shares	TIGER BROKERS (NZ) LIMITED 151 Queen Street Auckland CBD Q2 Auckland Q2 1010	300000	11103000.00	269267174	08/05/2026	OTC

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American Depositary Shares, each representing eight Class A ordinary shares	12/31/2021	Share incentive plans	Luckin Coffee Inc.			37074	12/31/2021	Cashless
American Depositary Shares, each representing eight Class A ordinary shares	12/31/2022	Share incentive plans	Luckin Coffee Inc.			262926	12/31/2022	Cashless

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)