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Luckin Coffee (LKNCY) executive reports significant ADS ownership

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Luckin Coffee Inc. director and senior vice president Cao Wenbao filed an initial statement of beneficial ownership showing holdings of the company’s American Depositary Shares (ADSs). The filing reports 1,185,701 ADSs held indirectly by a trust and 340,482 ADSs held directly.

Each ADS represents eight Class A ordinary shares, so this Form 3 gives investors a clear view of Cao’s equity stake at the time of the filing without disclosing any new buy or sell transactions.

Positive

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Negative

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Insider Cao Wenbao
Role Senior Vice President
Type Security Shares Price Value
holding American Depositary Shares -- -- --
holding American Depositary Shares -- -- --
Holdings After Transaction: American Depositary Shares — 1,185,701 shares (Indirect, By Trust); American Depositary Shares — 340,482 shares (Direct)
Footnotes (1)
  1. F1. Each American Depositary Share ("ADS") represents eight Class A Ordinary Shares.

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FAQ

What does Luckin Coffee (LKNCY) disclose in Cao Wenbao’s Form 3?

The Form 3 discloses Cao Wenbao’s existing ownership of Luckin Coffee American Depositary Shares. It reports 1,185,701 ADSs held indirectly through a trust and 340,482 ADSs held directly, giving a snapshot of his stake when he became a reporting insider.

How many Luckin Coffee (LKNCY) ADSs does Cao Wenbao own directly and indirectly?

Cao Wenbao is shown holding 340,482 Luckin Coffee ADSs directly and 1,185,701 ADSs indirectly through a trust. These figures represent his reported beneficial ownership at the time of the Form 3 filing, rather than new market transactions.

Are there any buy or sell transactions in this Luckin Coffee (LKNCY) Form 3?

No buy or sell transactions are reported. The Form 3 lists holdings only, with two entries labeled as holdings and unknown transaction codes, indicating this is an initial disclosure of existing ADS positions rather than a record of recent trades.

How are Luckin Coffee (LKNCY) ADSs structured for Cao Wenbao’s holdings?

Each Luckin Coffee American Depositary Share represents eight Class A ordinary shares. Cao Wenbao’s reported ADS positions, both direct and through a trust, therefore correspond to a larger underlying ordinary share interest, although the filing focuses on the ADS counts themselves.

What types of ownership are reported for Luckin Coffee (LKNCY) insider Cao Wenbao?

The filing shows both indirect and direct ownership. Indirect ownership covers 1,185,701 ADSs held "By Trust," while direct ownership covers 340,482 ADSs in his own name. This distinction clarifies how his reported stake is structured across entities.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Cao Wenbao

(Last)(First)(Middle)
28TH FL, BUILDING T3, HAIXI JINGU PLAZA
1-3 TAIBEI ROAD, SIMING DISTRICT

(Street)
XIAMEN361008

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Luckin Coffee Inc. [ LKNCY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares(1)1,185,701IBy Trust
American Depositary Shares(1)340,482D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each American Depositary Share ("ADS") represents eight Class A Ordinary Shares.
/s/ Wenbao Cao03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)