Luckin Coffee SVP discloses ADS holdings

Luckin Coffee Inc. director and senior vice president Cao Wenbao filed an initial statement of beneficial ownership showing holdings of the company’s American Depositary Shares (ADSs).

Rhea-AI Filing Summary

Luckin Coffee Inc. director and senior vice president Cao Wenbao filed an initial statement of beneficial ownership showing holdings of the company’s American Depositary Shares (ADSs). The filing reports 1,185,701 ADSs held indirectly by a trust and 340,482 ADSs held directly.

Each ADS represents eight Class A ordinary shares, so this Form 3 gives investors a clear view of Cao’s equity stake at the time of the filing without disclosing any new buy or sell transactions.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Cao Wenbao

Role Senior Vice President

Type	Security	Shares	Price	Value
holding	American Depositary Shares	--	--	--
holding	American Depositary Shares	--	--	--

Holdings After Transaction: American Depositary Shares — 1,185,701 shares (Indirect, By Trust); American Depositary Shares — 340,482 shares (Direct)

Footnotes (1)

1. F1. Each American Depositary Share ("ADS") represents eight Class A Ordinary Shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Luckin Coffee (LKNCY) disclose in Cao Wenbao’s Form 3?

The Form 3 discloses Cao Wenbao’s existing ownership of Luckin Coffee American Depositary Shares. It reports 1,185,701 ADSs held indirectly through a trust and 340,482 ADSs held directly, giving a snapshot of his stake when he became a reporting insider.

How many Luckin Coffee (LKNCY) ADSs does Cao Wenbao own directly and indirectly?

Cao Wenbao is shown holding 340,482 Luckin Coffee ADSs directly and 1,185,701 ADSs indirectly through a trust. These figures represent his reported beneficial ownership at the time of the Form 3 filing, rather than new market transactions.

Are there any buy or sell transactions in this Luckin Coffee (LKNCY) Form 3?

No buy or sell transactions are reported. The Form 3 lists holdings only, with two entries labeled as holdings and unknown transaction codes, indicating this is an initial disclosure of existing ADS positions rather than a record of recent trades.

How are Luckin Coffee (LKNCY) ADSs structured for Cao Wenbao’s holdings?

Each Luckin Coffee American Depositary Share represents eight Class A ordinary shares. Cao Wenbao’s reported ADS positions, both direct and through a trust, therefore correspond to a larger underlying ordinary share interest, although the filing focuses on the ADS counts themselves.

What types of ownership are reported for Luckin Coffee (LKNCY) insider Cao Wenbao?

The filing shows both indirect and direct ownership. Indirect ownership covers 1,185,701 ADSs held "By Trust," while direct ownership covers 340,482 ADSs in his own name. This distinction clarifies how his reported stake is structured across entities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 04:03 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Cao Wenbao

(Last) (First) (Middle)

28TH FL, BUILDING T3, HAIXI JINGU PLAZA

1-3 TAIBEI ROAD, SIMING DISTRICT

(Street)

XIAMEN 361008

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Luckin Coffee Inc. [ LKNCY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depositary Shares(1)	1,185,701	I	By Trust
American Depositary Shares(1)	340,482	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each American Depositary Share ("ADS") represents eight Class A Ordinary Shares.

	/s/ Wenbao Cao	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)