Eli Lilly (NYSE: LLY) director adds to stake with deferred stock units
Rhea-AI Filing Summary
ELI LILLY & Co (LLY) director Ralph Alvarez reported an acquisition of common stock as compensation. On 2026-08-17, he received 10.4945 shares valued at $1183.16 per share, granted as deferred stock units under the Lilly Directors' Deferral Plan, to be settled in shares after he leaves board service. Following this, he holds 55,744.788 shares directly and 758 shares indirectly through a trust, for which he disclaims beneficial ownership beyond his pecuniary interest.
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Insider Trade Summary
Net Buyer: 10.4945 shares
Net Buy
2 txns
Insider
Alvarez Ralph
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 10.4945 | $1,183.16 | $12K |
| holding | Common Stock F2 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 55,744.788 shares (Direct);
Common Stock — 758 shares (Indirect, By Trust)
Footnotes (2)
- F1. At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.
- F2. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Key Figures
Shares granted: 10.4945 shares
Grant value per share: $1183.16 per share
Direct holdings after transaction: 55,744.788 shares
+1 more
4 metrics
Shares granted
10.4945 shares
Common stock award on 2026-08-17 under Lilly Directors' Deferral Plan
Grant value per share
$1183.16 per share
Value used for the 10.4945-share deferred compensation award
Direct holdings after transaction
55,744.788 shares
Direct Eli Lilly common stock owned by Ralph Alvarez after the award
Indirect holdings by trust
758 shares
Shares held indirectly through a trust, with beneficial ownership disclaimed in part
Key Terms
Lilly Directors' Deferral Plan, stock units, beneficial ownership, pecuniary interest
4 terms
Lilly Directors' Deferral Plan financial
"shares acquired have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan"
stock units financial
"deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan"
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest"
FAQ
What insider transaction did LLY director Ralph Alvarez report on August 17, 2026?
Ralph Alvarez reported a grant of 10.4945 shares of Eli Lilly common stock on 2026-08-17. The shares were awarded as deferred stock units under the Lilly Directors' Deferral Plan and will be settled in common stock after his separation from board service.
Was Ralph Alvarez’s August 2026 LLY stock transaction a market purchase or sale?
The August 2026 transaction was a grant/award acquisition, not a market purchase or sale. The 10.4945 shares represent deferred stock units received in lieu of cash compensation under the Lilly Directors' Deferral Plan, to be settled later in common stock.
What indirect LLY holdings does Ralph Alvarez report in this Form 4?
Ralph Alvarez reports 758 Eli Lilly shares held indirectly "By Trust". He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, indicating they are held through a trust arrangement rather than in his direct name.
How will the deferred stock units reported by Ralph Alvarez in LLY be settled?
The deferred stock units will be settled in Eli Lilly common stock after Alvarez’s separation from service as a director. He elected to defer this compensation as stock units under the Lilly Directors' Deferral Plan instead of receiving cash.
AI-generated analysis. How Rhea-AI works. Not financial advice.
