Eli Lilly (LLY) EVP Anat Hakim sells 5,000 shares under 10b5-1 plan

Rhea-AI Filing Summary

ELI LILLY & Co executive Anat Hakim, EVP, GC & Secretary, reported a sale of 5,000 shares of common stock on August 7, 2026 at $1,190.00 per share. The shares were held indirectly through her spouse, and she disclaims beneficial ownership except to the extent of her pecuniary interest. The transaction was effected under a Rule 10b5-1 trading plan adopted on February 10, 2026. After the sale, 11,875 shares remained held indirectly by her spouse, 22,987.024 shares were held directly, and 15,700 shares were held indirectly through the Anat Hakim SLAT.

Insider Trade Summary 10b5-1

Net Seller: 5,000 shares

Net Sell 3 txns

Insider Hakim Anat

Role EVP, GC & Secretary

Sold 5,000 shs ($5.95M)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	5,000	$1,190.00	$5.95M
holding	Common Stock	--	--	--
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 11,875 shares (Indirect, By spouse); Common Stock — 22,987.024 shares (Direct); Common Stock — 15,700 shares (Indirect, By Anat Hakim SLAT)

Footnotes (2)

1. F1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on February 10, 2026.
2. F2. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

Key Figures

Shares sold: 5,000 shares Sale price per share: $1,190.00 per share Indirect spouse holdings after sale: 11,875 shares +3 more

6 metrics

Shares sold 5,000 shares Common Stock sale on August 7, 2026 by spouse (indirect holding)

Sale price per share $1,190.00 per share Price for 5,000 shares of Common Stock sold on August 7, 2026

Indirect spouse holdings after sale 11,875 shares Common Stock indirectly held through spouse following the transaction

Direct holdings after transaction 22,987.024 shares Common Stock held directly by Anat Hakim as of August 7, 2026

SLAT indirect holdings 15,700 shares Common Stock indirectly held through the Anat Hakim SLAT after the transaction

10b5-1 plan adoption date February 10, 2026 Adoption date of the Rule 10b5-1 trading plan governing the sale

Key Terms

Rule 10b5-1 trading plan, pecuniary interest, indirect ownership, SLAT

4 terms

Rule 10b5-1 trading plan regulatory

"The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

pecuniary interest financial

"disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest"

indirect ownership financial

"Common Stock held indirectly through spouse and through the Anat Hakim SLAT"

SLAT financial

"15,700 shares were held indirectly through the Anat Hakim SLAT"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/10/2026 - 04:20 PM Accepted by SEC EDGAR 08/10/2026 - 04:19 PM Learn about SEC filing dates

FAQ

What insider transaction did ELI LILLY (LLY) EVP Anat Hakim report?

Anat Hakim reported a sale of 5,000 shares of ELI LILLY common stock on August 7, 2026 at $1,190.00 per share, executed as an indirect ownership transaction through her spouse.

Was the August 7, 2026 LLY insider sale by Anat Hakim under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on February 10, 2026, indicating the trade was pre-arranged under that plan.

How many ELI LILLY (LLY) shares did Anat Hakim hold indirectly after the reported sale?

Following the sale, 11,875 shares of ELI LILLY common stock were held indirectly through her spouse, and an additional 15,700 shares were held indirectly through the Anat Hakim SLAT.

What are Anat Hakim’s direct ELI LILLY (LLY) share holdings after the transaction?

After the reported transaction, Anat Hakim held 22,987.024 shares of ELI LILLY common stock directly, as reflected in the holding entry dated August 7, 2026 in the Form 4 data.

How does Anat Hakim describe her beneficial ownership of the indirectly held LLY shares?

She disclaims beneficial ownership of the reported indirectly held securities except to the extent of her pecuniary interest therein, according to the footnote included with the Form 4 filing.

What role does Anat Hakim hold at ELI LILLY (LLY) in this Form 4?

In this Form 4, Anat Hakim is identified as an officer of ELI LILLY & Co, serving as EVP, GC & Secretary, and is not listed as a director or 10% owner.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hakim Anat

(Last) (First) (Middle)

LILLY CORPORATE CENTER

(Street)

INDIANAPOLIS INDIANA 46285

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ELI LILLY & Co [ LLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, GC & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2026		S(1)		5,000	D	$1,190	11,875	I	By spouse(2)
Common Stock								22,987.024	D
Common Stock								15,700	I	By Anat Hakim SLAT(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on February 10, 2026.

2. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

Remarks:

	/s/ Jonathan Groff for Anat Hakim, pursuant to authorization on file	08/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)