Eli Lilly GC Anat Hakim's spouse sells 5,000 shares

The reported spouse-held balance after the sale was 4,137 shares, while separate entries list direct holdings and shares held by Anat Hakim SLAT.

Available on EDGAR 11/03/2026 - 04:15 PM EST Accepted by SEC EDGAR 11/03/2026 - 04:14 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Eli Lilly & Co. (LLY) reported an indirect sale by the spouse of Anat Hakim, its EVP, GC & Secretary: 5,000 common shares at $1,402.52 per share on November 2, 2026, under a Rule 10b5-1 trading plan adopted February 10, 2026. The reported spouse-held balance after the sale was 4,137 shares. Separate entries list 25,725 directly held shares, reflecting a net transfer of 2,738 shares from the spouse, and 15,700 shares held indirectly by Anat Hakim SLAT.

Insider Trade Summary 10b5-1

Net Seller: 5,000 shares

Net Sell 1 txn

Insider Hakim Anat

Role EVP, GC & Secretary

Sold 5,000 shs ($7.01M)

Share of Position Sold 54.7%

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	5,000	$1,402.52	$7.01M
Holding	Common Stock F3	--	--	--
Holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 4,137.456 shares (Indirect, By spouse); Common Stock — 25,724.568 shares (Direct); Common Stock — 15,700 shares (Indirect, By Anat Hakim SLAT)

Holdings Before and After: Common Stock, 9,137.456 to 4,137.456 shares (Indirect, By spouse)

Footnotes (3)

1. F1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on February 10, 2026.
2. F2. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
3. F3. Amount reflects a net of 2,737.544 shares transferred from the Reporting Person's spouse to the Reporting Person.

Key Figures

Common shares sold: 5,000 shares Sale price per share: $1,402.52 per share Spouse-held shares after sale: 4,137 shares +3 more

6 metrics

Common shares sold 5,000 shares By Anat Hakim's spouse on November 2, 2026

Sale price per share $1,402.52 per share Sale on November 2, 2026

Spouse-held shares after sale 4,137 shares Reported after the November 2, 2026 transaction

Directly held shares 25,725 shares Reported after the November 2, 2026 transaction

Shares held by Anat Hakim SLAT 15,700 shares Reported as indirect holdings

Net shares transferred from spouse 2,738 shares Transfer reflected in the reported direct holdings

Key Terms

Rule 10b5-1 trading plan, beneficial ownership, pecuniary interest

3 terms

Rule 10b5-1 trading plan regulatory

"pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

beneficial ownership regulatory

"disclaims beneficial ownership of the reported securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of her pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LLY shares did Anat Hakim's spouse sell?

Anat Hakim's spouse sold 5,000 shares of Eli Lilly & Co. common stock at $1,402.52 per share on November 2, 2026, pursuant to a Rule 10b5-1 trading plan adopted February 10, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hakim Anat

(Last) (First) (Middle)

LILLY CORPORATE CENTER

(Street)

INDIANAPOLIS INDIANA 46285

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ELI LILLY & Co [ LLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, GC & Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/02/2026		S(1)		5,000	D	$1,402.52	4,137.456	I	By spouse(2)
Common Stock								25,724.568(3)	D
Common Stock								15,700	I	By Anat Hakim SLAT(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on February 10, 2026.

2. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

3. Amount reflects a net of 2,737.544 shares transferred from the Reporting Person's spouse to the Reporting Person.

Remarks:

	/s/ Jonathan Groff for Anat Hakim, pursuant to authorization on file	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)