Eli Lilly's Eric Dozier acquires 2,300 shares

The report also lists 1,019 common shares delivered or withheld and a 414-share indirect 401(k) holding as of November 1, 2026.

Available on EDGAR 11/03/2026 - 04:14 PM EST Accepted by SEC EDGAR 11/03/2026 - 04:13 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Eli Lilly & Co reported that Eric Dozier, EVP, Chief People Officer, exercised 2,300 restricted stock units on November 1, 2026, acquiring 2,300 common shares; each unit represents a contingent right to one common share. He also delivered or had withheld 1,019 common shares for payment of exercise price or tax liability. The derivative position following the transaction was 0 restricted stock units; an indirect 401(k) holding lists 414 common shares as of November 1, 2026. No Rule 10b5-1 plan is reported.

Insider Trade Summary

2,300 shares exercised/converted

Exercise 3 txns

Insider Dozier Eric

Role EVP, Chief People Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit F1	2,300	$0.00	$0.00
Exercise	Common Stock	2,300	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,019.361	$1,417.54	$1.44M
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock — 15,519.851 shares (Direct); Common Stock — 413.64 shares (Indirect, 401(k))

Holdings Before and After: Restricted Stock Unit, 2,300 to 0 contracts (Direct); Common Stock, 14,239.212 to 15,519.851 shares (Direct)

Footnotes (1)

1. F1. Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Key Figures

Restricted stock units exercised: 2,300 shares Common shares acquired: 2,300 shares Shares delivered or withheld: 1,019 shares +2 more

5 metrics

Restricted stock units exercised 2,300 shares November 1, 2026

Common shares acquired 2,300 shares Upon exercise of restricted stock units on November 1, 2026

Shares delivered or withheld 1,019 shares For payment of exercise price or tax liability on November 1, 2026

Restricted stock units following transaction 0 shares Following the November 1, 2026 transaction

Indirect 401(k) common stock holding 414 shares As of November 1, 2026

Key Terms

Restricted Stock Unit, contingent right, exercise price or tax liability

3 terms

Restricted Stock Unit financial

"Each restricted stock unit represents a contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"a contingent right to receive one share"

exercise price or tax liability financial

"Payment of exercise price or tax liability by delivering or withholding securities"

FAQ

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How many shares did Eric Dozier acquire in the LLY Form 4?

Eric Dozier acquired 2,300 common shares on November 1, 2026, through exercise of 2,300 restricted stock units. He also delivered or had withheld 1,019 common shares for payment of exercise price or tax liability; the report lists 0 restricted stock units following the transaction and states no Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dozier Eric

(Last) (First) (Middle)

LILLY CORPORATE CENTER

(Street)

INDIANAPOLIS INDIANA 46285

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ELI LILLY & Co [ LLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief People Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/01/2026		M		2,300	A	$0	16,539.212	D
Common Stock	11/01/2026		F		1,019.361	D	$1,417.54	15,519.851	D
Common Stock								413.64	I	401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	11/01/2026		M			2,300	11/01/2026	11/01/2026	Common Stock	2,300	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Remarks:

	/s/ Jonathan Groff for Eric Dozier, pursuant to authorization on file	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)