Eli Lilly EVP Hernandez acquires 2,530 shares

The transaction record also shows 1,122.902 common shares delivered or withheld for exercise-price or tax-liability payment.

Available on EDGAR 11/03/2026 - 04:14 PM EST Accepted by SEC EDGAR 11/03/2026 - 04:14 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Eli Lilly & Co. EVP & President, Manufacturing Operations Edgardo Hernandez exercised 2,530 restricted stock units on November 1, 2026, acquiring 2,530 common shares; each unit represents a contingent right to receive one common share. On the same date, 1,122.902 common shares were delivered or withheld for payment of exercise price or tax liability. The restricted-stock-unit position following the transaction was zero. Hernandez also reported 874.6 common shares held indirectly through a 401(k) as of November 1, 2026.

Insider Trade Summary

2,530 shares exercised/converted

Exercise 3 txns

Insider Hernandez Edgardo

Role EVP & Pres., Mfg. Operations

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit F1	2,530	$0.00	$0.00
Exercise	Common Stock	2,530	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,122.902	$1,417.54	$1.59M
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock — 47,489.815 shares (Direct); Common Stock — 874.6 shares (Indirect, 401(k))

Holdings Before and After: Restricted Stock Unit, 2,530 to 0 contracts (Direct); Common Stock, 46,082.717 to 47,489.815 shares (Direct)

Footnotes (1)

1. F1. Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Key Figures

Restricted stock units exercised: 2,530 restricted stock units Common shares acquired: 2,530 common shares Shares delivered or withheld: 1,122.902 common shares +2 more

5 metrics

Restricted stock units exercised 2,530 restricted stock units November 1, 2026

Common shares acquired 2,530 common shares November 1, 2026

Shares delivered or withheld 1,122.902 common shares For payment of exercise price or tax liability on November 1, 2026

Restricted stock units following transaction 0 restricted stock units Following the November 1, 2026 transaction

Indirect 401(k) holdings 874.6 common shares As of November 1, 2026

Key Terms

restricted stock unit, contingent right, 401(k), exercise price or tax liability

4 terms

restricted stock unit financial

"Each restricted stock unit represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"a contingent right to receive one share of Eli Lilly and Company common stock"

401(k) financial

"Common Stock held indirectly through a 401(k)"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

exercise price or tax liability financial

"payment of exercise price or tax liability by delivering or withholding securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LLY shares did Edgardo Hernandez acquire from restricted stock units?

Edgardo Hernandez acquired 2,530 common shares when he exercised 2,530 restricted stock units on November 1, 2026. Each unit represents a contingent right to receive one common share.

How many LLY shares were delivered or withheld for exercise-price or tax-liability payment?

1,122.902 common shares were delivered or withheld for payment of exercise price or tax liability on November 1, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hernandez Edgardo

(Last) (First) (Middle)

LILLY CORPORATE CENTER

(Street)

INDIANAPOLIS INDIANA 46285

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ELI LILLY & Co [ LLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Pres., Mfg. Operations

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/01/2026		M		2,530	A	$0	48,612.717	D
Common Stock	11/01/2026		F		1,122.902	D	$1,417.54	47,489.815	D
Common Stock								874.6	I	401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	11/01/2026		M			2,530	11/01/2026	11/01/2026	Common Stock	2,530	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Remarks:

	/s/ Jonathan Groff for Edgardo Hernandez, pursuant to authorization on file	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)