Limoneira CFO Gregory C. Hamm sells 1,000 shares

The separate 1,972-share withholding was tied to taxes on vesting and distribution of restricted stock awards.

Available on EDGAR 11/03/2026 - 05:38 PM EST Accepted by SEC EDGAR 11/03/2026 - 05:37 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Gregory C. Hamm, Limoneira’s VP, CFO and Treasurer, sold 1,000 common shares on November 2, 2026, at a weighted average price of $10.7129 per share. The sale was made under a Rule 10b5-1 trading plan adopted December 30, 2025, and reported sale prices ranged from $10.55 to $10.865 per share. Separately, 1,972 shares were withheld for a tax liability related to the vesting and distribution of restricted stock awards.

Insider Trade Summary 10b5-1

Net Seller: 1,000 shares

Net Sell 2 txns

Insider Hamm Gregory C.

Role VP, CFO and Treasurer

Sold 1,000 shs ($11K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	1,000	$10.7129	$11K
Tax Withholding	Common Stock F3	1,972	$10.64	$21K

Holdings After Transaction: Common Stock — 81,840 shares (Direct)

Footnotes (3)

1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.
2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.865, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
3. F3. Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Key Figures

Shares sold: 1,000 shares Weighted average sale price: $10.7129 per share Sale price range: $10.55 to $10.865 per share +2 more

5 metrics

Shares sold 1,000 shares November 2, 2026

Weighted average sale price $10.7129 per share Sale on November 2, 2026

Sale price range $10.55 to $10.865 per share Prices across multiple sale transactions on November 2, 2026

Shares withheld for tax liability 1,972 shares Related to vesting and distribution of restricted stock awards on November 2, 2026

Price for shares withheld $10.6400 per share November 2, 2026

Key Terms

Rule 10b5-1 trading plan, weighted average price, restricted stock awards

3 terms

Rule 10b5-1 trading plan regulatory

"effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted stock awards financial

"vesting and distribution of restricted stock awards"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LMNR shares did Gregory C. Hamm sell, and at what price?

Gregory C. Hamm sold 1,000 shares at a weighted average price of $10.7129 per share. The reported sale prices ranged from $10.55 to $10.865 per share. The sale was made under a Rule 10b5-1 trading plan adopted December 30, 2025.

How many LMNR shares were withheld for taxes?

1,972 shares were withheld at $10.6400 per share for a tax liability related to the vesting and distribution of restricted stock awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hamm Gregory C.

(Last) (First) (Middle)

1141 CUMMINGS ROAD

(Street)

SANTA PAULA CALIFORNIA 93060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Limoneira CO [ LMNR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/02/2026		S(1)		1,000	D	$10.7129(2)	83,812	D
Common Stock	11/02/2026		F		1,972(3)	D	$10.64	81,840	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.865, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

3. Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

	/s/ Greg C. Hamm, by Amy Fukutomi as attorney-in-fact	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)