Limoneira CFO sells 1,000 shares under 10b5-1 plan

Limoneira executive Gregory C. Hamm, the company’s VP, CFO and Treasurer, reported an open-market sale of 1,000 shares of common stock at a weighted average price of $13.0535 per share.

Rhea-AI Filing Summary

Limoneira executive Gregory C. Hamm, the company’s VP, CFO and Treasurer, reported an open-market sale of 1,000 shares of common stock at a weighted average price of $13.0535 per share. The trades were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 30, 2025.

After this transaction, Hamm directly holds 87,812 shares of Limoneira common stock, which now include 11,144 shares previously held indirectly through The Hamm Family Trust. The sold shares were executed in multiple trades at prices ranging from $13.0350 to $13.0800 per share.

Insider Trade Summary 10b5-1

Net Seller: 1,000 shares

Net Sell 1 txn

Insider Hamm Gregory C.

Role VP, CFO and Treasurer

Sold 1,000 shs ($13K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,000	$13.0535	$13K

Holdings After Transaction: Common Stock — 87,812 shares (Direct)

Footnotes (3)

1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.
2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0350 to $13.0800, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
3. F3. Includes 11,144 shares of the Issuer previously held indirectly by the Reporting Person through The Hamm Family Trust U/A dated 10/27/2004.

Key Figures

Shares sold: 1,000 shares Average sale price: $13.0535 per share Post-transaction holdings: 87,812 shares +3 more

6 metrics

Shares sold 1,000 shares Open-market sale of common stock

Average sale price $13.0535 per share Weighted average sale price for 1,000 shares

Post-transaction holdings 87,812 shares Total common shares directly held after the sale

Price range of sales $13.0350–$13.0800 Range of individual trade prices for sold shares

Trust shares now included 11,144 shares Shares previously held via The Hamm Family Trust

10b5-1 plan adoption date December 30, 2025 Date CFO adopted pre-arranged trading plan

Key Terms

Rule 10b5-1 trading plan, weighted average price, open-market sale, Common Stock, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

indirectly financial

"Includes 11,144 shares of the Issuer previously held indirectly by the Reporting Person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Limoneira (LMNR) CFO Gregory Hamm report in this Form 4?

Limoneira CFO Gregory Hamm reported selling 1,000 shares of common stock in an open-market transaction at a weighted average price of $13.0535 per share, executed under a pre-arranged Rule 10b5-1 trading plan.

At what prices were the Limoneira (LMNR) shares sold by the CFO?

The 1,000 Limoneira shares were sold at a weighted average price of $13.0535 per share, in multiple trades with prices ranging from $13.0350 to $13.0800, according to the Form 4 disclosure.

How many Limoneira (LMNR) shares does CFO Gregory Hamm hold after the sale?

After the reported sale, CFO Gregory Hamm holds 87,812 shares of Limoneira common stock directly. This figure includes 11,144 shares that were previously held indirectly through The Hamm Family Trust and are now reflected in his direct holdings.

Was the Limoneira (LMNR) CFO’s share sale under a Rule 10b5-1 plan?

Yes. The Form 4 states the sales were made under a Rule 10b5-1 trading plan that Gregory Hamm adopted on December 30, 2025, indicating the transactions were pre-arranged rather than timed discretionarily.

What does the weighted average price mean in the Limoneira (LMNR) Form 4?

The Form 4 reports a weighted average price of $13.0535 because the 1,000 shares were sold in multiple trades between $13.0350 and $13.0800. The weighted average reflects the overall price received across all those separate executions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hamm Gregory C.

(Last) (First) (Middle)

1141 CUMMINGS ROAD

(Street)

SANTA PAULA CALIFORNIA 93060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Limoneira CO [ LMNR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		S(1)		1,000	D	$13.0535(2)	87,812(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0350 to $13.0800, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

3. Includes 11,144 shares of the Issuer previously held indirectly by the Reporting Person through The Hamm Family Trust U/A dated 10/27/2004.

	/s/ Greg C. Hamm, by Amy Fukutomi as attorney-in-fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)