STOCK TITAN

Lockheed Martin (LMT) director converts 415 phantom stock units into common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LOCKHEED MARTIN CORP director Vicki A. Hollub exercised phantom stock units into common shares as part of director compensation plans. On April 1, 2026, she converted 415.6020 phantom stock units into 415.6020 shares of Lockheed Martin common stock, at a stated exercise price of $0.0000. After the transaction, she held 415.6020 common shares directly, while additional phantom stock units remain held indirectly under company director plans. Footnotes explain that phantom stock units convert to common stock on a one-for-one basis and that some units, totaling 2525.3261, will be settled upon retirement or termination of service.

Positive

  • None.

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  • None.
Insider Hollub Vicki A.
Role Director
Type Security Shares Price Value
Exercise Phantom Stock Units 415.602 $0.00 --
Exercise Common Stock 415.602 $0.00 --
holding Phantom Stock Units -- -- --
Holdings After Transaction: Phantom Stock Units — 3,504.049 shares (Indirect, Lockheed Martin Directors Equity Plan); Common Stock — 415.602 shares (Direct)
Footnotes (1)
  1. The Reporting Person received a distribution of 415.602015 shares of LMT stock in accordance with an election under the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, in settlement of an equal number of phantom stock units held under the Plan. A fractional share of the Reporting Person's phantom stock units (0.602015) was settled in cash. Phantom stock units convert to common stock on a one-for-one basis. Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. The information pertains to previously acquired phantom stock units under the Lockheed Martin Corporation Directors Deferred Compensation Plan exempt under Section 16(b) which will be settled upon the Reporting Person's retirement or termination of service.
Phantom units exercised 415.6020 units Converted to common stock on April 1, 2026
Common shares received 415.6020 shares Distribution from Directors Equity Plan at $0.0000
Direct common holdings 415.6020 shares Total common stock held directly after transaction
Deferred phantom units 2525.3261 units Underlying shares in Directors Deferred Compensation Plan
Exercise price $0.0000 per unit Stated for phantom stock unit conversion
Fractional unit settled in cash 0.602015 unit Portion of phantom stock settled in cash instead of stock
Phantom Stock Units financial
"The Reporting Person received a distribution of 415.602015 shares of LMT stock in accordance with an election under the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, in settlement of an equal number of phantom stock units held under the Plan."
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
Lockheed Martin Directors Equity Plan financial
"in accordance with an election under the Lockheed Martin Corporation Amended and Restated Directors Equity Plan"
Dividend reinvestment financial
"Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
Directors Deferred Compensation Plan financial
"previously acquired phantom stock units under the Lockheed Martin Corporation Directors Deferred Compensation Plan"
Section 16(b) regulatory
"Directors Deferred Compensation Plan exempt under Section 16(b) which will be settled"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hollub Vicki A.

(Last)(First)(Middle)
6801 ROCKLEDGE DRIVE

(Street)
BETHESDA MARYLAND 20817

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LOCKHEED MARTIN CORP [ LMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026M415.602(1)A$0(2)415.602D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(2)04/01/2026M415.602 (1) (1)Common Stock415.602(2)3,504.0492(3)ILockheed Martin Directors Equity Plan
Phantom Stock Units(2) (4) (4)Common Stock2,525.32612,525.3261(3)ILockheed Martin Directors Deferred Comp Plan
Explanation of Responses:
1. The Reporting Person received a distribution of 415.602015 shares of LMT stock in accordance with an election under the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, in settlement of an equal number of phantom stock units held under the Plan. A fractional share of the Reporting Person's phantom stock units (0.602015) was settled in cash.
2. Phantom stock units convert to common stock on a one-for-one basis.
3. Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.
4. The information pertains to previously acquired phantom stock units under the Lockheed Martin Corporation Directors Deferred Compensation Plan exempt under Section 16(b) which will be settled upon the Reporting Person's retirement or termination of service.
Vicki Hollub, by Lynda M. Noggle, Attorney-in-fact04/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Vicki A. Hollub do in this Lockheed Martin (LMT) Form 4 filing?

Vicki A. Hollub converted phantom stock units into Lockheed Martin common shares. She exercised 415.6020 phantom stock units at a stated price of $0.0000, receiving an equal number of common shares as part of the company’s director equity compensation arrangements.

How many Lockheed Martin shares did Vicki A. Hollub acquire on April 1, 2026?

She acquired 415.6020 Lockheed Martin common shares on April 1, 2026. These shares came from the settlement of an equal number of phantom stock units under a directors equity plan, with a small fractional unit of 0.602015 settled in cash instead of stock.

What are phantom stock units in the context of Lockheed Martin (LMT)?

Phantom stock units are bookkeeping units tied to Lockheed Martin common stock that convert on a one-for-one basis into shares. Directors receive them under company plans, and they are later settled in stock or cash, often at retirement or according to prior elections.

How many phantom stock units does Vicki A. Hollub still hold for Lockheed Martin?

Following the reported transactions, she has 2525.3261 phantom stock units shown as underlying shares in a directors deferred compensation plan. According to the footnotes, these previously acquired units will be settled when she retires or her service with Lockheed Martin ends.

Was this Lockheed Martin (LMT) Form 4 a market purchase or sale of shares?

The Form 4 reflects a derivative exercise, not an open-market trade. Hollub received 415.6020 common shares at a stated price of $0.0000 as a distribution from phantom stock units granted under a directors equity plan, consistent with compensation elections.

How are dividends reflected in Vicki A. Hollub’s Lockheed Martin phantom stock holdings?

Her phantom stock holdings include additional units from dividend reinvestment. A footnote states that the reported holdings as of the transaction date include phantom stock units acquired through reinvested dividends, which increase the number of units tied to Lockheed Martin common stock.