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Lunai Bioworks: Wittekind reports 4.5% stake

The reported share counts reflect Lunai Bioworks' 1-for-8 reverse stock split on May 19, 2026.

(Moderate)

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Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

Lunai Bioworks Inc. reporting person William Anderson Wittekind reports beneficial ownership of 226,665 common shares, equal to 4.5% of the 5,034,452 shares outstanding as of October 13, 2026. The amendment states that he no longer owns more than 5% of the class.

His sole voting and dispositive power covers 70,083 shares, while shared voting and dispositive power covers 156,582 shares. The sole-power amount includes shares owned directly, through Weird Science LLC, and through four trusts for which Wittekind is sole trustee. Shared-power holdings include shares held jointly and shares over which he has voting and dispositive authority through a power of attorney.

Filing Explained

The amendment adds that 155,481 shares reported under Wittekind’s shared voting and dispositive power are owned by his spouse and subject to a federal court writ of attachment, ordered October 27, 2023, to secure plaintiffs’ claim.

Beneficially owned 226,665 shares Aggregate beneficial ownership
Ownership of class 4.5% Based on shares outstanding as of October 13, 2026
Shares outstanding 5,034,452 shares As of October 13, 2026
Sole voting and dispositive power 70,083 shares Reported by William Anderson Wittekind
Shared voting and dispositive power 156,582 shares Reported by William Anderson Wittekind
beneficially owned regulatory
"aggregate amount beneficially owned"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
sole voting power regulatory
"Wittekind has sole voting power and sole dispositive power"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
grantor retained annuity trust regulatory
"a grantor retained annuity trust of which Wittekind is the sole trustee"
A grantor retained annuity trust (GRAT) is an estate-planning tool where the person who creates the trust transfers assets into it but receives fixed cash payments (an annuity) from the trust for a set number of years; whatever remains after that term passes to designated beneficiaries. It matters to investors because it can shift future appreciation of assets out of the creator’s taxable estate—like putting an asset into a timed vending machine that pays you fixed amounts while any extra value that grows inside the machine goes to heirs with reduced gift or estate tax consequences.
power of attorney regulatory
"shares voting and dispositive power through a power of attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LNAI shares does William Anderson Wittekind report as beneficially owned?

William Anderson Wittekind reports beneficial ownership of 226,665 LNAI common shares, equal to 4.5% of the 5,034,452 shares outstanding as of October 13, 2026. He reports that he no longer owns more than 5% of the class.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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29350E203

(CUSIP Number)
William Anderson Wittekind
8581 Santa Monica Blvd., #317
West Hollywood, CA, 90069
(424) 235-1810


Patrick T. McCloskey
McCloskey Law PLLC, 260 Madison Avenue, 15th Floor
New York, NY, 10016
646.970.0611

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
10/13/2026

(Date of Event Which Requires Filing of This Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) The number of shares disclosed in Rows 7 and 9 consist of (i) 40,822 shares owned by William Anderson Wittekind ("Wittekind"); (ii) 10,504 shares owned by Weird Science LLC ("Weird Science"); (iii) 63,393 shares owned by the William Anderson Wittekind 2020 Annuity Trust, a grantor retained annuity trust of which Wittekind is the sole trustee (the "Wittekind 2020 Annuity Trust"); (iv) 5,632 shares owned by the Dybul 2020 Angel Annuity Trust, a grantor retained trust of which Wittekind is the sole trustee (the "Dybul 2020 Annuity Trust"); (v) 625 shares owned by the Ty Mabry 2021 Annuity Trust, a grantor retained annuity trust of which Wittekind is sole trustee (the "Mabry 2021 Annuity Trust"); and (vi) 4,576 shares owned by the William Anderson Wittekind 2021 Annuity Trust, a grantor retained annuity trust of which Wittekind is the sole trustee (the "Wittekind 2021 Annuity Trust" and, together with the Wittekind 2020 Annuity Trust, the Dybul 2020 Annuity Trust and the Mabry 2021 Annuity Trust, the "Trusts"). In his capacity as the sole manager of Weird Science, Wittekind has sole voting and sole dispositive power over the shares owned by Weird Science. In his capacity as the sole trustee of the Trusts, Wittekind has sole voting power and sole dispositive power over the shares owned by the Trusts. (2) The number of shares disclosed in Rows 8 and 12 consists of (i) 1,102 shares owned by Wittekind and Serhat Gumrukcu, Wittekind's spouse ("Gumrukcu"), as joint tenants with a right of survivorship ("JTWROS") and (ii) 155,481 shares owned by Gumrukcu, of which Wittekind shares voting and dispositive power through a power of attorney dated June 24, 2022. Pursuant to an order of the United States District Court for the District of Vermont dated October 27, 2023, the shares owned by Gumrukcu are subject to a writ of attachment to secure the plaintiffs' claim in The Estate of Gregory Davis et al. v. Serhat Daniel Gumrukcu (Civil Case No. 5:22-cv-123). (3) The share numbers reflect a 1-for-8 reverse stock split that occurred on May 19, 2026. The percentage ownership disclosed in Row 13 is based upon 5,034,452 shares outstanding as of October 13, 2026, as disclosed in the Issuer's Form 10-K filed with the Commission on October 13, 2026.


SCHEDULE 13D


William Anderson Wittekind
Signature:/s/ William Anderson Wittekind
Name/Title:William Anderson Wittekind
Date:10/15/2026

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