LINKBANCORP Insider Reports 466-Share Tax Withholding; Options and Warrants Remain

Rhea-AI Filing Summary

Horton Tiffanie, Chief Credit Officer of LINKBANCORP, Inc. (LNKB) reported a Section 16 transaction dated 08/31/2025 showing a disposition of 466 shares of common stock at $7.28 per share. The filing states those 466 shares were withheld to satisfy tax withholding on vested restricted stock. After the reported transaction, the reporting person beneficially owned 28,096 shares of common stock on a direct basis. The filing also discloses outstanding derivative holdings: 30,000 stock options exercisable through 06/14/2029 (exercise price $10) and 38,704 warrants expiring 01/03/2028 (exercise price $10). The filing notes multiple restricted equity vesting schedules that contribute to the reported ownership.

Positive

• Reporting person retains significant vested and unvested equity: 28,096 common shares plus 30,000 options and 38,704 warrants indicate continued insider ownership alignment

Negative

• None.

Insights

Financial Analyst

TL;DR Routine tax-withholding sale; insider retains meaningful equity and long-dated options, so this is immaterial to broad valuation.

This Form 4 reports a small disposition of 466 shares retained to cover withholding obligations, not an open-market sale. The reporting person continues to hold 28,096 common shares plus 30,000 options and 38,704 warrants, indicating ongoing insider alignment with shareholder value. The transaction amount ($3,395 approximately) is minor relative to the disclosed equity stake, and vesting schedules indicate future incremental share recognition rather than immediate dilution. Overall impact on capitalization and liquidity is negligible based on the disclosed figures.

Corporate Governance Expert

TL;DR Disclosure is complete and typical for tax-withholding on vested awards; no governance red flags evident.

The filing clearly states the reason for the disposition (tax withholding) and provides underlying vesting schedules for restricted stock and RSUs, which supports transparency. The Form 4 is signed via power of attorney and dated 09/03/2025, consistent with procedural practice. There are no indications of accelerated insider selling or unusual transfer mechanisms in the reported items.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Horton Tiffanie

(Last) (First) (Middle)

1250 CAMP HILL BYPASS

SUITE 202

(Street)

CAMP HILL PA 17011

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LINKBANCORP, Inc. [ LNKB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Credit Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/31/2025		F		466(1)	D	$7.28	28,096(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$10							06/14/2020	06/14/2029	Common Stock	30,000		30,000	D
Warrants	$10							01/03/2019	01/03/2028	Common Stock	38,704		38,704	D

Explanation of Responses:

1. The 466 shares of common stock disposed of represent a portion of the shares issued to the reporting person upon vesting of restricted stock. The shares disposed of were withheld to satisfy the reporting person's tax obligation.

2. Includes restricted stock which vest at a rate of 20% per year commencing on August 31, 2024, restricted stock units which vest at a rate of 33.33% per year commencing on May 23, 2025, and restricted stock units which vest at a rate of 33.33% per year commencing on June 13, 2026. Also reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

	/s/ Carl Lundblad, pursuant to power of attorney	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did LNKB insider Horton Tiffanie report on 08/31/2025?

The Form 4 reports a disposition of 466 common shares at $7.28 per share on 08/31/2025; the shares were withheld to satisfy tax obligations.

How many LNKB shares does Horton Tiffanie beneficially own after the transaction?

The filing shows the reporting person beneficially owned 28,096 shares of common stock following the reported transaction.

What derivative securities does the Form 4 disclose for Horton Tiffanie?

The filing discloses 30,000 stock options (exercise price $10, exercisable through 06/14/2029) and 38,704 warrants (exercise price $10, expiring 01/03/2028).

Why were 466 shares disposed of according to the filing?

The 466 shares disposed of represent a portion of vested restricted stock withheld to satisfy the reporting person's tax obligation.

Does the Form 4 include vesting schedules for restricted equity?

Yes. The filing states restricted stock vests at 20% per year starting 08/31/2024 and certain RSUs vest at 33.33% per year starting 05/23/2025 and 06/13/2026.