STOCK TITAN

LENSAR (LNSR) COO granted 34,843 RSUs in four-year vesting award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Connaughton Alan B. reported acquisition or exercise transactions in this Form 4 filing.

LENSAR, Inc. reported that Chief Operating Officer Alan B. Connaughton received a grant of 34,843 shares of common stock on June 3, 2026 in the form of restricted stock units (RSUs) at no cash cost. Each RSU represents one share of common stock and vests in four substantially equal annual installments on each anniversary of the grant date, subject to his continued service. Following this award, Connaughton directly holds a total of 389,173 shares, including the RSUs, reflecting a routine compensation-related equity grant rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Connaughton Alan B.
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Stock 34,843 $0.00 --
Holdings After Transaction: Common Stock — 389,173 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 34,843 shares Restricted stock units granted on June 3, 2026
Grant price per share $0.00 per share Stated transaction price for RSU award
Total holdings after grant 389,173 shares Direct beneficial ownership following the RSU grant
Vesting schedule Four equal annual installments RSUs vest annually on each grant-date anniversary
restricted stock units ("RSUs") financial
"Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
contingent right financial
"Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock."
vest financial
"The RSUs vest in four (4) substantially equal annual installments on each anniversary"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continued service financial
"subject to the Reporting Person's continued service to the Issuer through the applicable vesting date."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Connaughton Alan B.

(Last)(First)(Middle)
2800 DISCOVERY DR.

(Street)
ORLANDO FLORIDA 32826

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LENSAR, Inc. [ LNSR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/03/2026A34,843(1)A$0.00389,173D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in four (4) substantially equal annual installments on each anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.
/s/ Nicholas T. Curtis, attorney-in-fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did LENSAR (LNSR) COO Alan B. Connaughton report in this Form 4?

Alan B. Connaughton reported receiving 34,843 restricted stock units as an equity grant. Each RSU equals one LENSAR common share, vesting over four years. This is a compensation award, not an open-market stock purchase or sale.

How many LENSAR (LNSR) shares did the COO acquire in this grant?

The COO was granted 34,843 restricted stock units, each representing one share of common stock. These RSUs were granted at no cash cost and vest in four substantially equal annual installments, subject to his continued service with LENSAR, Inc.

What is the vesting schedule for the 34,843 RSUs granted by LENSAR (LNSR)?

The 34,843 RSUs vest in four substantially equal annual installments on each anniversary of the June 3, 2026 grant date. Vesting is contingent on the COO’s continued service to LENSAR through each applicable vesting date.

What are Alan B. Connaughton’s total LENSAR (LNSR) holdings after this transaction?

After the RSU grant, Alan B. Connaughton directly holds 389,173 shares of LENSAR common stock, including the newly awarded units. This figure reflects his reported beneficial ownership immediately following the June 3, 2026 equity award.

Was the LENSAR (LNSR) COO’s Form 4 transaction an open-market stock trade?

No, the Form 4 shows a grant of restricted stock units as compensation, not an open-market purchase or sale. The 34,843 RSUs were awarded at a stated price of $0.00 per share and will vest over four years.