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LENSAR (NASDAQ: LNSR) COO tax share withholding detailed in Form 4 filing

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

LENSAR, Inc. Chief Operating Officer Alan B. Connaughton reported a routine insider transaction involving company common stock. On 01/11/2026, 2,262 shares of common stock were withheld by the issuer at a price of $11.57 per share to satisfy tax withholding obligations related to the vesting of restricted stock units, rather than being sold in the open market. Following this tax withholding event, Connaughton beneficially owns 359,461 shares of LENSAR common stock in direct ownership.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Connaughton Alan B.

(Last) (First) (Middle)
2800 DISCOVERY DR.

(Street)
ORLANDO FL 32826

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LENSAR, Inc. [ LNSR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/11/2026 F 2,262(1) D $11.57 359,461 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations incident to vesting of restricted stock units.
/s/ Thomas R. Staab, II, attorney-in-fact 01/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did LENSAR (LNSR) report for Alan B. Connaughton?

The filing shows that Chief Operating Officer Alan B. Connaughton had 2,262 shares of LENSAR common stock withheld on 01/11/2026 to cover tax obligations tied to restricted stock unit vesting.

What was the price per share for the LENSAR (LNSR) shares withheld?

The 2,262 shares of LENSAR common stock were withheld at a price of $11.57 per share as part of the tax withholding transaction.

How many LENSAR (LNSR) shares does Alan B. Connaughton own after this Form 4 transaction?

After the reported tax withholding, Alan B. Connaughton beneficially owns 359,461 shares of LENSAR common stock in direct ownership.

What does the transaction code "F" mean in the LENSAR (LNSR) Form 4?

The transaction code "F" indicates that shares were withheld by the issuer to satisfy tax withholding obligations, in this case related to vesting of restricted stock units.

Was the LENSAR (LNSR) insider transaction a market sale by the COO?

No. The footnote explains that the 2,262 shares were withheld by the issuer to pay taxes on vested restricted stock units, not sold in an open market transaction.

What role does Alan B. Connaughton hold at LENSAR (LNSR)?

Alan B. Connaughton is reported as an officer of LENSAR, serving as the company’s Chief Operating Officer.

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Medical Devices
Surgical & Medical Instruments & Apparatus
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United States
ORLANDO