Welcome to our dedicated page for LENSAR SEC filings (Ticker: LNSR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LENSAR, Inc. filings document operating results and material events for a commercial-stage medical device company focused on robotic laser systems for cataract procedures. Form 8-K reports furnish quarterly and annual earnings releases, including disclosures on ALLY system activity, installed-base trends, and recurring revenue components such as procedure, lease, and service revenue.
The company’s filings also record capital and governance matters, including common stock listed on Nasdaq under LNSR, officer transition disclosures, and material agreements such as the Priority Credit Line Agreement. Amendments to material-event reports provide additional detail on credit-line terms, collateral arrangements, interest-rate mechanics, and default provisions.
LENSAR, Inc. has entered into a Priority Credit Line Agreement with Wells Fargo Bank, N.A. providing a revolving, non-purpose margin credit facility of up to $50 million, secured by a first-priority lien on a designated brokerage account at Wells Fargo.
Approximately $10 million in collateral has been deposited in this account to support borrowings. The company can choose interest based on either a fixed rate using the Treasury Yield plus a margin, or a variable rate using SOFR plus a margin. The agreement includes customary events of default such as missed payments, failure to post additional collateral, insolvency events, or insufficient collateral value.
LENSAR, Inc. provided an update on its pending acquisition by Alcon Research, LLC. The companies continue to work with U.S. Federal Trade Commission staff following a Request for Additional Information and Documentary Material, known as a Second Request, related to the proposed transaction.
Based on the current regulatory review process, LENSAR now expects the Alcon transaction to close in the first half of 2026, subject to satisfaction of closing conditions, including FTC approval. The company also highlights risks that the deal may be delayed, may not close, could be terminated with a potential termination fee, and that its stock price may decline significantly if the transaction is not completed.
LENSAR, Inc. Chief Operating Officer Alan B. Connaughton reported a tax-related share disposition tied to restricted stock units. On this Form 4, 2,392 shares of common stock were withheld by the company at a price of $11.32 per share to satisfy tax withholding obligations when RSUs vested. After this withholding transaction, Connaughton directly owned 357,069 shares of LENSAR common stock.
Lensar, Inc. Chief Financial Officer Thomas R. Staab II reported a tax-related share disposition tied to vesting of restricted stock units. On this event, 1,076 shares of common stock were withheld by the company at $11.32 per share to satisfy tax withholding obligations, rather than sold on the open market. Following this withholding, Staab’s direct ownership stands at 170,459 common shares.
LENSAR, Inc. Chief Executive Officer and director Nicholas T. Curtis reported an administrative Form 4 transaction coded as an "other acquisition or disposition" of common stock. A footnote explains that Mr. Curtis paid cash to cover tax withholding obligations related to previously vested restricted stock units, and the number of shares reported as beneficially owned did not change. Following this transaction, he continued to hold 992,096 shares of common stock directly.
LENSAR, Inc. chief executive Nicholas T. Curtis reported an administrative equity event involving company stock. On January 11, 2026, a Form 4 entry with transaction code J was filed for Common Stock, showing that Mr. Curtis paid cash to cover tax withholding tied to previously granted restricted stock units that had vested. The filing states that, as a result of handling the tax obligation in cash, the number of shares he beneficially owns did not change. Following this event, Mr. Curtis continued to hold 992,096 shares of LENSAR common stock in direct ownership.
Lensar, Inc. reported an insider tax-withholding transaction by its Chief Financial Officer. On 01/11/2026, CFO Thomas R. Staab II had 1,826 shares of common stock withheld by the company at a price of $11.57 per share to cover tax obligations arising from the vesting of restricted stock units. After this automatic withholding, he beneficially owned 171,535 shares of Lensar common stock directly.
LENSAR, Inc. Chief Operating Officer Alan B. Connaughton reported a routine insider transaction involving company common stock. On 01/11/2026, 2,262 shares of common stock were withheld by the issuer at a price of $11.57 per share to satisfy tax withholding obligations related to the vesting of restricted stock units, rather than being sold in the open market. Following this tax withholding event, Connaughton beneficially owns 359,461 shares of LENSAR common stock in direct ownership.
LENSAR, Inc. reported Q3 2025 results and provided updates on its pending merger with Alcon. Revenue was $14.3 million (up from $13.5 million), driven by product sales of $11.4 million, lease revenue of $1.6 million, and service revenue of $1.4 million. Operating loss widened to $7.6 million, and net loss was $3.7 million versus $1.5 million a year ago, reflecting higher selling, general and administrative expenses, including $5.3 million in acquisition-related costs this quarter.
Year to date, revenue reached $42.4 million (from $36.8 million) with a net loss of $32.8 million. Cash and cash equivalents were $7.6 million with $9.2 million in short-term investments. Warrant liabilities rose to $43.5 million, contributing a $(13.6) million year-to-date non-cash charge.
Under the Merger Agreement, each share will be converted into $14.00 in cash plus a contingent value right of $2.75 upon achieving 614,000 cumulative procedures between January 1, 2026 and December 31, 2027. The company received a $10.0 million acquisition-related deposit, recorded as a current liability. As of October 24, 2025, common shares outstanding were 11,944,546.
LENSAR, Inc. furnished a press release announcing financial results for the fiscal quarter ended September 30, 2025. The press release is attached as Exhibit 99.1 and incorporated by reference.
The information in this report, including Exhibit 99.1, is furnished and not deemed filed under Section 18 of the Exchange Act. The filing also includes Exhibit 104, the cover page interactive data file.